Archives: Documents

10 Results

  • EU directive
    Document date: 22 October 2013

    Directive 2013/50/EU of the European Parliament and of the Council of 22 October 2013

    amending Directive 2004/109/EC of the European Parliament and of the Council on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market, Directive 2003/71/EC of the European Parliament and of the Council on the prospectus to be published when securities are offered to the public or admitted to trading and Commission Directive 2007/14/EC laying down detailed rules for the implementation of certain provisions of Directive 2004/109/EC

    Main topics: Information requirements for issuers of securities Prospectus
    Topics: Issuer Official Appointed Mechanism (OAM) Securities Transparency
  • EU directive
    Document date: 15 May 2014

    Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014

    on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU

    Main topics: Markets in Financial Instruments (MiFID II/MiFIR)
    Relevant for: Credit institutions Data Reporting Service Providers (DRSPs) Investment firms
    Topics: Algorithmic trading Authorisation European passport Multilateral trading facilities (MTFs) Organised trading facilities (OTFs) Position limits Professional qualification Trade repository (TR) Trading venue Transaction reporting
  • EU regulation
    Document date: 14 May 2014

    Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014

    on markets in financial instruments and amending Regulation (EU) No 648/2012 (Text with EEA relevance)

    Main topics: Markets in Financial Instruments (MiFID II/MiFIR)
    Relevant for: Consumer protection Credit institutions Investment firms
    Topics: Consumer protection Position limits Product intervention measures Third-country regime Trading venue Transaction reporting Transparency
  • RTS
    Document date: 29 November 2018

    Commission Delegated Regulation (EU) 2019/411 of 29 November 2018

    supplementing Directive (EU) 2015/2366 of the European Parliament and of the Council with regard to regulatory technical standards setting technical requirements on development, operation and maintenance of the electronic central register within the field of payment services and on access to the information contained therein

    Relevant for: Payment institutions/electronic money institutions/AISPs