Archives: Documents

10 Results

  • Guidelines
    Document date: 7 July 2017

    Guidelines on the application of Regulation (EU) No 1286/2014 of the European Parliament and of the Council

    on key information documents for packaged retail and insurance-based investment products (PRIIPs)

    Relevant for: Credit institutions Investment companies in risk capital (SICARs) Investment firms Investment fund managers Other specific authorisations, registrations and information Securitisation undertakings Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: PRIIPs
  • EU regulation
    Document date: 23 December 2016

    Regulation (EU) 2016/2340 of the European Parliament and of the Council of 14 December 2016

    amending Regulation (EU) No 1286/2014 on key information documents for packaged retail and insurance-based investment products as regards the date of its application (Text with EEA relevance)

    Relevant for: Credit institutions Investment companies in risk capital (SICARs) Investment firms Investment fund managers Other specific authorisations, registrations and information Securitisation undertakings Specialised investment funds (SIFs) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: PRIIPs
  • EU regulation
    Document date: 12 July 2019

    Regulation (EU) 2019/1156 of the European Parliament and of the Council of 20 June 2019

    on facilitating cross-border distribution of collective investment undertakings and amending Regulations (EU) No 345/2013, (EU) No 346/2013 and (EU) No 1286/2014 (Text with EEA relevance)

    Relevant for: Consumer protection Credit institutions Investment companies in risk capital (SICARs) Investment firms Investment fund managers Other specific authorisations, registrations and information Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: PRIIPs
  • CSSF circular
    Document date: 4 January 2008
    Archived since 16 May 2023

    Circular CSSF 08/334 repealed by Circular CSSF 23/833

    Encryption specifications for reporting firms

    Main topics: Markets in Financial Instruments (MiFID II/MiFIR)
    Relevant for: Central Securities Depositories (CSDs) Credit institutions E-money institutions Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions Specialised PFS Support PFS
    Topics: Transaction reporting
  • CSSF FAQ
    Document date: 1 January 2014

    FAQ on the recognition of “réviseurs d’entreprises agréés” (approved statutory auditors)

    Version 2

    Relevant for: Central Securities Depositories (CSDs) Credit institutions Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Public Oversight of the Audit Profession Specialised PFS Support PFS
    Topics: Approved statutory auditor (réviseur d'entreprises agréé) Authorisation
  • Form
    Document date: 2 August 2019
    Archived since 1 July 2022

    Application in case of outsourcing of UCI depositary tasks

    Relevant for: Credit institutions Investment companies in risk capital (SICARs) Investment firms Investment fund managers Specialised investment funds (SIFs) Specialised PFS Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: Authorisation Depositary