10 Results
Application for administrative authorisation to act as UCI depositary
Version 3.2
Circular CSSF 12/552 (as amended by Circulars CSSF 13/563, 14/597, 16/642, 16/647, 17/655, 20/750, 20/759, 21/785, 22/807 and 24/860)
Central administration, internal governance and risk management
Commission Delegated Regulation (EU) 2018/1619 of 12 July 2018
amending Delegated Regulation (EU) 2016/438 as regards safe-keeping duties of depositaries (Text with EEA relevance)
UN designation of 4 March 2020 – SC/14136
Circular IML 91/75 (as amended by Circulars CSSF 05/177, 18/697, 21/790 and 22/811)
Revision and remodelling of the rules to which Luxembourg undertakings governed by the Law of 30 March 1988 on undertakings for collective investment (“UCI”) are subject
FAQ in relation to the acceptability of external experts to exercise the function of internal audit of a supervised entity of the financial sector (only in French)
Circular CSSF 07/290 (as amended by Circulars CSSF 10/451, 10/483, 10/497, 13/568 and 25/884) (only in French)
Definition of capital ratios pursuant to Article 56 of the amended Law of 5 April 1993 on the financial sector (application to management companies subject to chapter 13 of the Law of 20 December 2002 as amended)
Circular CSSF 07/307 (as amended by Circulars CSSF 13/560, 13/568, 14/585 and 23/841)
MiFID: Conduct of business rules in the financial sector
Circular CSSF 10/467
1) Electronic transmission of financial information to be transmitted to the CSSF on a periodic basis by management companies subject to Chapter 13 of the Law of 20 December 2002 relating to undertakings for collective investment
2) Modifications to certain periodic tables
Circular CSSF 10/451
Amendment to Circular CSSF 07/290 (on reporting of large exposures and on the capital floors provided for in items 3, 4, 7 and 8 of Part XX)