Circular CSSF 12/552 (as amended by Circulars CSSF 13/563, 14/597, 16/642, 16/647, 17/655, 20/750, 20/759, 21/785 and 22/807) (being updated)
Central administration, internal governance and risk management
Related documents
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30 June 2017 - Updated on 30 June 2022
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22 April 2022
Circular CSSF 22/807 (only in French)
Update of Circular CSSF 12/552, as amended by circulars CSSF 13/563, CSSF 14/597, CSSF 16/642, CSSF 16/647, CSSF 17/655, CSSF 20/750, CSSF 20/759 and 21/785 on central administration, internal governance and risk management
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16 February 2021
FAQ of the ABBL webinar dedicated to Circular CSSF 12/552 as amended
9 February 2021
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7 December 2020
Update of Circular CSSF 12/552, as amended by Circulars CSSF 13/563, CSSF 14/597, CSSF 16/642, CSSF 16/647, CSSF 17/655, CSSF 20/750 and CSSF 20/759, on the central administration, internal governance and risk management
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7 December 2020
Introduction of Circular CSSF 20/758 on central administration, internal governance and risk management, and repeal of Circular CSSF 12/552 for investment firms (as amended by Circulars CSSF 13/563, 14/597, 16/642, 16/647, 17/655 et 20/750) on central administration, internal governance and…
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11 December 2012 - Updated on 30 October 2020
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17 May 2017
Update of Circular CSSF 12/552 on the central administration, internal governance and risk management
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22 December 2016
Update of Circular CSSF 12/552 on the central administration, internal governance and risk management following the adoption of the EBA Guidelines relating to the limits on exposures to shadow banking entities which carry out banking activities outside a regulated framework…
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5 August 2016
Update of Circular CSSF 08/338 regarding the implementation of a stress test in order to assess the interest rate risk arising from non-trading book activities and of Circular CSSF 12/552 on the central administration, internal governance and risk management following…
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24 November 2014
Update of Circular CSSF 12/552 on the central administration, internal governance and risk management
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19 March 2013
Update of Circular CSSF 12/552 on the central administration, internal governance and risk management
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1 December 2012
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14 October 2021 - Archived on 30 June 2022
Circular CSSF 21/785 repealed by Circular CSSF 22/805
Replacement of the prior authorisation obligation by a prior notification obligation in the case of material IT outsourcing
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15 February 2018 - Archived on 1 January 2021
Prudential approval procedure of key function holders in investment firms
Applicable until 31 December 2020
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29 June 2010 - Archived on 11 December 2012
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30 April 1993 - Archived on 11 December 2012
Circular IML 93/94 (only in French) repealed by Circular CSSF 12/552