Archives: Documents

10 Results

  • CSSF circular
    Document date: 2 December 2014

    Circular CSSF 14/598

    Opinion of the European Securities and Markets Authority (ESMA) on the review of the CESR Guidelines on a Common Definition of European Money Market Funds (CESR/10-049)

    Relevant for: Management companies - Chapter 15 Management companies - Chapter 16 Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: Money Market Fund (MMF)
  • CSSF circular
    Document date: 16 April 2015
    Archived since 30 June 2022

    Circular CSSF 15/611 repeleaded by Circular CSSF 22/805

    Managing the risks related to the outsourcing of systems that allow the compilation, distribution and consultation of management board/strategic documents

    Relevant for: Central Securities Depositories (CSDs) Credit institutions Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)
    Topics: Central administration Data protection Information and communications technology (ICT) Information security
  • CSSF circular
    Document date: 13 October 2017

    Circular CSSF 17/671 (as amended by Circular CSSF 18/698)

    Specifications regarding CSSF Regulation N° 16-07 of 26 October 2016 relating to out-of-court complaint resolution

    Relevant for: Consumer protection Credit institutions Investment firms Investment fund managers Payment institutions/electronic money institutions/AISPs Pension fund Public Oversight of the Audit Profession Securitisation undertakings Specialised investment funds (SIFs) Specialised PFS Support PFS Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: Complaint Consumer protection
  • CSSF circular
    Document date: 17 February 2017

    Circular CSSF 17/650 (as amended by Circular CSSF 20/744)

    Application of the Law of 12 November 2004 on the fight against money laundering and terrorist financing, as amended (hereinafter “AML/CFT Law”) and of the Grand-ducal Regulation of 1 February 2010 providing details on certain provisions of the AML/CFT Law (“AML/CFT GDR”) to predicate tax offences

    Main topics: Financial crime
    Relevant for: Credit institutions Credit servicers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)
    Topics: AML/CFT
  • CSSF circular
    Document date: 23 August 2018

    Circular CSSF 18/697

    Organisational arrangements applicable to fund depositaries which are not subject to Part I of the Law of 17 December 2010 relating to undertakings for collective investment, and, where appropriate, to their branches;
    Amendment to Circular CSSF 16/644 regarding the provisions applicable to credit institutions acting as UCITS depositary subject to Part I of the 2010 Law, where appropriate, represented by their management company; and
    Amendment to Circular IML 91/75 (as amended by Circular CSSF 05/177) regarding the revision and recast of the rules to which Luxembourg undertakings governed by the Law of 30 March 1988 on undertakings for collective investment (“UCIs”) are subject

    Relevant for: Credit institutions Investment companies in risk capital (SICARs) Investment firms Specialised investment funds (SIFs) Specialised PFS Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: Authorisation Depositary
  • CSSF circular
    Document date: 20 July 2018

    Circular CSSF 18/696

    ESMA Guidelines on stress tests scenarios under Article 28 of the Money Market Fund Regulation

    Relevant for: Alternative investment fund managers Management companies - Chapter 15 Other specific authorisations, registrations and information Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: Money Market Fund (MMF)
  • CSSF circular
    Document date: 13 March 2018

    Circular CSSF 18/684

    Entry into force of the Law of 13 February 2018 amending, inter alia, the Law of 12 November 2004 on the fight against money laundering and terrorist financing

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Credit servicers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)
    Topics: AML/CFT
  • CSSF circular
    Document date: 29 January 2019

    Circular CSSF 19/708 (as amended by Circular CSSF 21/790)

    Electronic transmission of documents to the CSSF

    Relevant for: Investment companies in risk capital (SICARs) Investment fund managers Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: Central administration Information security UCI administration UCI prospectus