Archives: Documents

10 Results

  • CSSF circular
    Document date: 26 March 2010

    Circular CSSF 10/446

    Change regarding the communication of circulars issued by the CSSF for the entities under its supervision

    Relevant for: Investment companies in risk capital (SICARs) Investment firms Investment fund managers Specialised investment funds (SIFs) Specialised PFS Support PFS Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
  • CSSF circular
    Document date: 3 March 2011

    Circular CSSF 11/503

    Reminder on the obligations applicable to the transmission and publication of financial information and relating deadlines

    Relevant for: Investment companies in risk capital (SICARs) Investment firms Management companies - Chapter 15 Management companies - Chapter 16 Specialised investment funds (SIFs) Specialised PFS Support PFS Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: Transparency
  • CSSF circular
    Document date: 10 January 2011

    Circular CSSF 11/498

    – Entry into force of the Law of 17 December 2010 relating to undertakings for collective investment and CSSF Regulations No 10-04 and No 10-05 on implementing measures
    – Commission Regulations (EU) No 583/2010 and No 584/2010 of 1 July 2010 implementing Directive 2009/65/EC
    – Guidelines and other documents drawn up by the Committee of European Securities Regulators (CESR)

    Relevant for: Investment firms Management companies - Chapter 15 Management companies - Chapter 16 Specialised PFS Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
  • CSSF circular
    Document date: 11 March 2011
    Archived since 1 June 2024

    Circular CSSF 11/504 repealed by Circular CSSF 24/847

    Frauds and incidents due to external computer attacks

    Relevant for: Credit institutions Investment companies in risk capital (SICARs) Investment firms Investment fund managers Payment institutions/electronic money institutions/AISPs Specialised investment funds (SIFs) Specialised PFS Support PFS Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: Cybersecurity Information and communications technology (ICT) Information security
  • CSSF circular
    Document date: 9 November 2012

    Circular CSSF 12/549

    Technical specifications regarding the submission to the CSSF of documents under the law on prospectuses for securities for offers to the public of units or shares of Luxembourg closed-end undertakings for collective investment and/or admissions of units or shares of Luxembourg closed-end undertakings for collective investment to trading on a regulated market

    Main topics: Prospectus
    Relevant for: Investment companies in risk capital (SICARs) Investment firms Management companies - Chapter 15 Management companies - Chapter 16 Specialised investment funds (SIFs) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: Information security UCI prospectus
  • CSSF circular
    Document date: 31 October 2012

    Circular CSSF 12/548 (as amended by Circulars CSSF 13/565 and CSSF 22/798)

    Entry into force of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps and details on certain practical aspects of notification, disclosure and exemption procedures

    Main topics: Short Selling (SSR)
    Relevant for: Investment companies in risk capital (SICARs) Investment firms Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
  • CSSF circular
    Document date: 28 May 2014
    Archived since 1 December 2025

    Circular CSSF 14/588 repealed by Circular CSSF 24/866

    Modification of the statistical data collection for money market and non-money market investment funds

    Relevant for: Investment companies in risk capital (SICARs) Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: Money Market Fund (MMF)
  • CSSF circular
    Document date: 17 April 2013

    Circular CSSF 13/565

    Amendment to Circular CSSF 12/548 transposing the guidelines of the European Securities and Markets Authority (ESMA) on the exemption for market making activities and primary market operations

    Main topics: Short Selling (SSR)
    Relevant for: Investment companies in risk capital (SICARs) Investment firms Management companies - Chapter 15 Management companies - Chapter 16 Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)