Archives: Documents

10 Results

  • CSSF circular
    Document date: 9 September 2024

    Circular CSSF 24/862

    amending Circular CSSF 24/859 on the replacement of the secure exchange channel for the notification and enforcement of court orders and repeal of Circular CSSF 13/566

     

     

    Main topics: Financial crime
    Relevant for: Credit institutions
    Topics: AML/CFT
  • CSSF circular
    Document date: 5 September 2024

    Circular CSSF 24/861

    amending Circular CSSF 19/732 of 20 December 2019 on the Prevention of Money Laundering and Terrorist Financing: clarifications on the Identification and Verification of the Identity of the Ultimate Beneficial Owner(s)

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Credit servicers Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)
    Topics: AML/CFT
  • CSSF circular
    Document date: 29 August 2024

    Circular CSSF 24/860

    Update of Circular CSSF 12/552, as amended by Circulars CSSF 13/563, 14/597, 16/642, 16/647, 17/655, 20/750, 20/759, 21/785, and 22/807, relating to central administration, internal governance and risk management

    Relevant for: Credit institutions Specialised PFS
    Topics: Accounting Audit Committee Central administration Credit risk Depositary Information and communications technology (ICT) Information security Internal governance Liquidity Market risk Operational risk Outsourcing Remuneration Risk management
  • EU FAQ
    Document date: 1 August 2024

    Artificial Intelligence – Questions and Answers

    Relevant for: Central Securities Depositories (CSDs) Consumer protection Credit institutions Credit servicers Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Public Oversight of the Audit Profession Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)
    Topics: Artificial Intelligence (AI)