Archives: Documents

10 Results

  • Studies and reports
    Document date: 12 December 2024

    Looking back on the Preventing Terrorism Financing Seminar by the CSSF and the CRF, in association with the ABBL and ALFI, of 8 November 2024

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Investment companies in risk capital (SICARs) Investment firms Investment fund managers Payment institutions/electronic money institutions/AISPs Pension fund Securitisation undertakings Securitisation undertakings Specialised investment funds (SIFs) Specialised PFS Support PFS Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: AML/CFT International sanctions Restrictive measures Risk management Terrorist financing
  • CSSF circular
    Document date: 11 December 2024

    Circular CSSF 24/866

    Modification of the statistical data collection for money market funds (MMFs) and non-MMF investment funds

    Relevant for: Investment companies in risk capital (SICARs) Other specific authorisations, registrations and information Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: AIF (alternative investment fund) Money Market Fund (MMF)
  • CSSF circular
    Document date: 9 December 2024

    Circular CSSF 24/868

    regarding amendments to Circular CSSF 19/719: Implementing the EBA Guidelines on the STS criteria for non-ABCP securitisation and the STS criteria for ABCP securitisation

    Relevant for: Securitisation undertakings
  • CSSF circular
    Document date: 6 December 2024

    Circular CSSF 24/867

    Update of Circular CSSF 19/724 on technical specifications regarding submission to the CSSF of documents under Regulation (EU) 2017/1129 and the Law of 16 July 2019 on prospectuses for securities and general overview of the regulatory framework on prospectuses

    Main topics: Prospectus
    Topics: Issuer Securities prospectus
  • Public consultation
    Document date: 6 December 2024
    Archived since 5 February 2025

    The EBA consults on draft Regulatory Technical Standards amending Commission Delegated Regulation (EU) 2018/1108 on the criteria for the appointment of central contact points for electronic money issuers and payment service providers and with rules on their functions under Article 45(10) of Directive (EU) 2015/849 in order to strengthen the fight against financial crime

    Main topics: Financial crime
    Relevant for: Credit institutions Payment institutions/electronic money institutions/AISPs Securitisation undertakings
    Topics: AML/CFT Electronic money activity Payment Service Provider (PSP) Payment services Virtual assets