Archives: Documents

10 Results

  • Communiqué
    Document date: 4 July 2024
    Archived since 22 July 2024

    Short questionnaire of the Financial Action Task Force (FATF) regarding the update of its guidance on National Risk Assessments

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Payment institutions/electronic money institutions/AISPs Securitisation undertakings Specialised PFS Support PFS
    Topics: AML/CFT Risk assessment Risk management
  • Annex to a CSSF circular
    Document date: 2 July 2024
    Archived since 28 October 2024

    Annex to Circular CSSF 22/822 repealed by Annex of Circular CSSF 22/822 (Version of 28 October 2024)

    1) high-risk jurisdictions on which enhanced due diligence and, where appropriate, counter-measures are imposed
    2) jurisdictions under increased monitoring of the FATF

    Version of 1 July 2024

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Payment institutions/electronic money institutions/AISPs Securitisation undertakings Specialised PFS Support PFS
    Topics: AML/CFT Proliferation financing Terrorist financing
  • EU directive
    Document date: 19 June 2024

    Directive (EU) 2024/1654 of the European Parliament and of the Council of 31 May 2024

    amending Directive (EU) 2019/1153 as regards access by competent authorities to centralised bank account registries through the interconnection system and technical measures to facilitate the use of transaction records

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Consumer protection Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment companies in risk capital (SICARs) Investment firms Investment fund managers Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Pension fund Securitisation undertakings Securitisation undertakings Specialised investment funds (SIFs) Specialised PFS Support PFS Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: AML/CFT
  • Prohibition and restrictive measure
    Document date: 21 May 2024

    UN designation of 21 May 2024 – SC/15703

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Public Oversight of the Audit Profession Securitisation undertakings Specialised PFS Support PFS
    Topics: International sanctions Restrictive measures
  • Prohibition and restrictive measure
    Document date: 1 December 2023

    Resolution 2713 (2023)

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Public Oversight of the Audit Profession Securitisation undertakings Specialised PFS Support PFS
    Topics: International sanctions Restrictive measures