Documents – Page 66

Prohibition and restrictive measure

Document date: 1 December 2023

Resolution 2713 (2023)

Main topics: Financial crime

Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Public Oversight of the Audit Profession Securitisation undertakings Specialised PFS Support PFS

Topics: International sanctions Restrictive measures

CSSF regulation

Document date: 28 June 2024

CSSF Regulation No 24-05 of 28 June 2024

on the setting of the countercyclical buffer rate for the third quarter of 2024

Relevant for: Credit institutions Investment firms

Topics: Capital requirement

Monthly statistics

Document date: 27 June 2024

Basic statistical data on UCIs – May 2024 (only in French)

Relevant for: Investment funds and vehicles

CSSF circular

Document date: 27 June 2024

Application of the Guidelines of the European Banking Authority on benchmarking of diversity practices, including diversity policies and gender pay gap, under Directive 2013/36/EU and Directive (EU) 2019/2034 (EBA/GL/2023/08)

Relevant for: Credit institutions Investment firms

Topics: Internal governance Remuneration

Administrative sanction

Document date: 27 June 2024

Administrative sanction of 8 May 2024

Administrative sanction imposed on the investment fund manager Kasper Management

Relevant for: Alternative investment fund managers

Other guidance

Document date: 26 June 2024

Archived since 3 October 2024

CEAOB non-binding guidelines on limited assurance on sustainability reporting – Draft

Main topics: Corporate Sustainability Reporting Directive (CSRD) Sustainable finance

Relevant for: Public Oversight of the Audit Profession

Topics: Approved statutory auditor (réviseur d'entreprises agréé) Audit Committee Cabinet de révision agréé Issuer Public-interest entities

Form

Document date: 25 June 2024

CSSF Annex to the notification letter under Article 33 of Directive 2011/61/EU (AIFMD)

Version 3.2

Relevant for: Alternative investment fund managers

Topics: European passport

Form

Document date: 25 June 2024

Notification letter – Notification of person responsible for a branch related to the intention of an AIFM to establish a branch in a Member State other than its Home Member State in accordance with Article 33, paragraph (3), letter (C), of Directive 2011/61/EU

Version 3.0

Relevant for: Alternative investment fund managers

Topics: European passport

Form

Document date: 23 July 2024

Notification letter – Notification of the intention of an AIFM to manage AIFs established in a Member State other than its home Member State in accordance with Article 33(2) of Directive 2011/61/EU or to establish a branch in accordance with Article 33(3) of Directive 2011/61/EU

Version 3.2

Relevant for: Alternative investment fund managers

Topics: European passport

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Archives: Documents

Resolution 2713 (2023)

CSSF Regulation No 24-05 of 28 June 2024

Basic statistical data on UCIs – May 2024 (only in French)

Circular CSSF 24/858

Administrative sanction of 8 May 2024

CEAOB non-binding guidelines on limited assurance on sustainability reporting – Draft

CSSF Annex to the notification letter under Article 33 of Directive 2011/61/EU (AIFMD)

Notification letter – Notification of person responsible for a branch related to the intention of an AIFM to establish a branch in a Member State other than its Home Member State in accordance with Article 33, paragraph (3), letter (C), of Directive 2011/61/EU

Notification letter – Notification of the intention of an AIFM to manage AIFs established in a Member State other than its home Member State in accordance with Article 33(2) of Directive 2011/61/EU or to establish a branch in accordance with Article 33(3) of Directive 2011/61/EU