Archives: Documents

10 Results

  • Law
    Document date: 17 May 2023

    Law of 16 May 2023 (only in French)

    transposing the Directive (EU) 2019/1937 on the protection of persons who report breaches of Union law aiming at creating a uniform European legal framework to protect whistleblowers in certain policy areas of the European Union

    Topics: Whistleblowing
  • CSSF circular
    Document date: 1 December 2023

    Circular CSSF 23/846

    Application of the Guidelines of the European Securities and Market Authority on reporting under EMIR

    Main topics: European Market Infrastructure Regulation (EMIR)
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Investment firms Investment fund managers Investment funds and vehicles Payment institutions Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS
    Topics: Central counterparty (CCP) Financial counterparty (FC) Non-financial counterparty (NFC) Risk management Trade repository (TR)
  • List
    Document date: 10 November 2023

    Prominent public functions at national level, at the level of International Organisations and at the level of the European Union Institutions and Bodies

    EU

    Main topics: Benchmarks Enforcement of Issuer Disclosure European Market Infrastructure Regulation (EMIR) Financial crime Information requirements for issuers of securities Innovation Hub Market abuse Markets in Crypto-Assets (MiCA/MiCAR) Markets in Financial Instruments (MiFID II/MiFIR) Prospectus Securities Financing Transaction Regulation (SFTR) Short Selling (SSR) Squeeze-out and sell-out Takeover bids
    Relevant for: Central Securities Depositories (CSDs) Consumer protection Credit institutions Credit servicers Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Public Oversight of the Audit Profession Securitisation undertakings Specialised PFS Support PFS