Archives: Documents

10 Results

  • Studies and reports
    Document date: 3 July 2023

    Virtual Assets: Targeted Update on Implementation of the FATF Standards on Virtual Assets and Virtual Asset Service Providers

    FATF

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Consumer protection Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment companies in risk capital (SICARs) Investment firms Investment fund managers Payment institutions/electronic money institutions/AISPs Pension fund Securitisation undertakings Securitisation undertakings Specialised investment funds (SIFs) Specialised PFS Support PFS Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: AML/CFT Crypto-assets Terrorist financing
  • RTS
    Document date: 7 December 2021

    Commission Delegated Regulation (EU) 2021/2155 of 13 August 2021

    supplementing Directive (EU) 2019/2034 of the European Parliament and of the Council with regard to regulatory technical standards specifying the classes of instruments that adequately reflect the credit quality of the investment firm as a going concern and possible alternative arrangements that are appropriate to be used for the purposes of variable remuneration (Text with EEA relevance)

    Relevant for: Investment firms
    Topics: Capital requirement Liquidity Remuneration Supervisory disclosure
  • RTS
    Document date: 7 December 2021

    Commission Delegated Regulation (EU) 2021/2154 of 13 August 2021

    supplementing Directive (EU) 2019/2034 of the European Parliament and of the Council with regard to regulatory technical standards specifying appropriate criteria to identify categories of staff whose professional activities have a material impact on the risk profile of an investment firm or of the assets that it manages (Text with EEA relevance)

    Relevant for: Investment firms