Entities
Access the database
Regulatory framework for funds non-authorised by the CSSF
Summary
Quicklinks
Regulations
This page applies to funds non-authorised by the CSSF. This page provides a comprehensive overview of the regulatory framework, including main legal references, main circulars and frequently asked questions (FAQs).
It serves as a valuable resource for understanding the legal and regulatory landscape, offering detailed information on key legislation and addressing common queries to ensure compliance and clarity.
Laws, regulations and directives
-
12 November 2004 - Updated on 10 February 2025
Law of 12 November 2004 (consolidated version)
on the fight against money laundering and terrorist financingLaw -
14 December 2012 - Updated on 26 August 2020
CSSF Regulation No 12-02 (consolidated version)
of 14 December 2012 on the fight against money laundering and terrorist financingCSSF regulation -
17 April 2013
Regulation (EU) No 346/2013 of the European Parliament and of the Council of 17 April 2013
on European social entrepreneurship funds (Text with EEA relevance)EU regulation -
29 April 2015
Regulation (EU) 2015/760 of the European Parliament and of the Council of 29 April 2015
on European long-term investment funds (Text with EEA relevance)EU regulation -
8 June 2016
Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016
on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds and amending Directives 2008/48/EC and 2014/17/EU and Regulation (EU) No 596/2014 (Text with EEA relevance)EU regulation -
7 July 2017
Guidelines on the application of Regulation (EU) No 1286/2014 of the European Parliament and of the Council
on key information documents for packaged retail and insurance-based investment products (PRIIPs)Guidelines -
4 July 2012
Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012
on OTC derivatives, central counterparties and trade repositories (Text with EEA relevance)EU regulation -
25 November 2015
Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015
on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012 (Text with EEA relevance)EU regulation -
22 June 2020
Regulation (EU) 2020/852 of the European Parliament and of the Council of 18 June 2020
on the establishment of a framework to facilitate sustainable investment, and amending Regulation (EU) 2019/2088 (Text with EEA relevance)EU regulation -
6 November 2020
Regulation (EU) 2019/2088 of the European Parliament and of the Council of 27 November 2019
on sustainability‐related disclosures in the financial services sector (Text with EEA relevance)EU regulation
Circulars
-
29 March 2024
Circular CSSF 24/856
Protection of investors in case of an NAV calculation error, an instance of non-compliance with the investment rules and other errors at UCI levelCSSF circular -
29 February 2024
Circular CSSF 24/854
Guidelines for the collective investment sector on the AML/CFT Summary Report RC (“SRRC”)CSSF circular
Other reference texts
-
CSSF FAQ
-
29 February 2024 - Updated on 7 October 2024
FAQ on the AML/CFT Summary Report RC (“SRRC”) on compliance with AML/CFT obligations in accordance with Circular CSSF 24/854
Version 3CSSF FAQ -
2 December 2022 - Updated on 18 December 2024
CSSF FAQ Sustainable Finance Disclosure Regulation (SFDR)
The FAQs aim at providing further clarity on aspects of Regulation (EU) 2019/2088 on sustainability-related disclosures in the financial sector (SFDR). Version 4CSSF FAQ