Regulatory framework

This section includes the regulatory framework reflecting the main international, European and national rules adopted and/or implemented by the CSSF as part of its missions and powers. These rules are presented in a descending order of authority.

To access information related to Guidelines and Recommendations of EBA, ESMA and the Joint Committee of the ESAs, please click here.

1636 Result(s)

  • RTS

    Published on 01.03.2016

    Commission Delegated Regulation (EU) 2016/909 of 1 March 2016

    supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the content of notifications to be submitted to competent authorities and the compilation, publication and maintenance of the list of notifications

  • Prohibition and restrictive measure

    Published on 29.02.2016

  • RTS

    Published on 26.02.2016

    Commission Delegated Regulation (EU) 2016/908 of 26 February 2016

    supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council laying down regulatory technical standards on the criteria, the procedure and the requirements for establishing an accepted market practice and the requirements for maintaining it, terminating it or modifying the conditions for its acceptance

  • Law

    Published on 17.02.2016

    Law of 17 February 2016 (only in French)

    introducing the alternative dispute resolution for consumer disputes into the Consumer Code and amending certain other legal provisions of the Consumer Code

  • EU regulation

    Published on 04.02.2016

    Commission Delegated Regulation (EU) 2016/860 of 4 February 2016

    specifying further the circumstances where exclusion from the application of write-down or conversion powers is necessary under Article 44(3) of Directive 2014/59/EU of the European Parliament and of the Council establishing a framework for the recovery and resolution of credit institutions and investment firms

  • Guidelines

    Published on 04.02.2016

  • EU regulation

    Published on 02.02.2016

    Commission Delegated Regulation (EU) 2016/778 of 2 February 2016

    supplementing Directive 2014/59/EU of the European Parliament and of the Council with regard to the circumstances and conditions under which the payment of extraordinary ex post contributions may be partially or entirely deferred, and on the criteria for the determination of the activities, services and operations with regard to critical functions, and for the determination of the business lines and associated services with regard to core business lines (Text with EEA relevance)

  • EU regulation

    Published on 18.01.2016

    Council Regulation (EU) 2016/44 of 18 January 2016

    concerning restrictive measures in view of the situation in Libya and repealing Regulation (EU) No 204/2011

  • Guidelines

    Published on 13.01.2016

  • CSSF regulation

    Published on 31.12.2015

    CSSF Regulation No 15-07

    laying down detailed rules for the application of Article 42a of the Law of 13 February 2007 relating to specialised investment funds as regards the requirements in relation to risk management and conflicts of interest for specialised investment funds which are not referred to in the specific provisions of Part II of that law

  • CSSF regulation

    Published on 31.12.2015

    CSSF Regulation No 15-08

    laying down detailed rules for the application of Article 7a of the Law of 15 June 2004 relating to the Investment company in risk capital (SICAR) as regards the requirements in relation to the management of conflicts of interest for SICARs which are not referred to in the specific provisions of Part II of that law

  • CSSF circular

    Published on 29.12.2015

    Circular CSSF 15/633

    Financial information to be provided by investment fund managers and their branches on a quarterly basis

  • CSSF circular

    Published on 28.12.2015

    Circular CSSF 15/631

    Dormant or inactive accounts

  • Grand-ducal regulation

    Published on 18.12.2015

    Grand-ducal Regulation of 18 December 2015

    implementing Article 1(5) of Regulation (EU) 2015/751 of the European Parliament and of the Council of 29 April 2015 on interchange fees for card-based payment transactions

  • Law

    Updated on 24.07.2022 - Published on 18.12.2015

    Law of 18 December 2015 (coordinated version)

    on the failure of credit institutions and certain investment firms

  • Law

    Published on 18.12.2015

    Law of 18 December 2015

    approving the agreement on the transfer and mutualisation of contributions to the Single Resolution Fund signed in Brussels on 21 May 2014

  • EU regulation

    Published on 17.12.2015

    Commission Delegated Regulation (EU) 2016/522 of 17 December 2015

    supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council as regards an exemption for certain third countries public bodies and central banks, the indicators of market manipulation, the disclosure thresholds, the competent authority for notifications of delays, the permission for trading during closed periods and types of notifiable managers’ transactions (Text with EEA relevance)

  • EU regulation

    Published on 17.12.2015

    Commission Delegated Regulation (EU) 2017/747 of 17 December 2015

    supplementing Regulation (EU) No 806/2014 of the European Parliament and the Council with regard to the criteria relating to the calculation of ex ante contributions, and on the circumstances and conditions under which the payment of extraordinary ex post contributions may be partially or entirely deferred (Text with EEA relevance)

  • Prohibition and restrictive measure

    Published on 17.12.2015

    Resolution 2253 (2015)

    Expands the listing criteria to include individuals and entities supporting the Islamic State in Iraq and the Levant (ISIL, also known as Da’esh). Directs the Monitoring Team to submit reports on the global threat posed by ISIL (Da’esh), Al-Qaida, and associated individuals, groups, undertakings, and entities. Encourages all Member States to (a) designate national focal points on issues related to the implementation of the measures described in the resolution, (b) report to the Committee on obstacles to the implementation of the measures described in the resolution; also, calls upon all States to submit an updated report to the Committee no later than 120 days from the adoption of the resolution. Extends the mandates of the Monitoring Team and the Office of the Ombudsperson to December 2019.