1547 Result(s)
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EU Regulation
Published on 18.07.2005
Council Regulation (EC) No 1183/2005 of 18 July 2005
imposing certain specific restrictive measures directed against persons acting in violation of the arms embargo with regard to the Democratic Republic of the Congo
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Law
Updated on 15.12.2019 - Published on 13.07.2005
Law of 13 July 2005 (coordinated version)
on institutions for occupational retirement provision in the form of a SEPCAV and an ASSEP
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Law
Updated on 15.12.2019 - Published on 13.07.2005
Law of 13 July 2005 (coordinated version)
concerning the activities and supervision of the institutions for occupational retirement provision
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Circular CSSF
Published on 26.05.2005
Circular CSSF 05/187 (completed by Circular CSSF 10/433)
Financial information to be submitted to the CSSF by the “other professionals of the financial sector” (PFS) on a periodic basis
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Circular CSSF
Published on 25.05.2005
Circular CSSF 05/186
Guidelines of the Committee of European Securities Regulators (CESR) regarding the application of transitional measures resulting from Directives 2001/107/EC and 2001/108/EC (UCITS III) amending Directive 85/611/EEC (UCITS I)
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Circular CSSF
Published on 06.04.2005
Circular CSSF 05/177
Abolition of any prior control by the CSSF of advertising material used by persons and companies supervised by the CSSF; abrogation of point II. of Chapter L. of IML circular 91/75; abrogation of the two last sentences of point IV. 5.11 of CSSF circular 2000/15
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EU Directive
Published on 15.12.2004
Directive 2004/109/EC of the European Parliament and of the Council of 15 December 2004
on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market and amending Directive 2001/34/EC
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Law
Updated on 12.08.2022 - Published on 12.11.2004
Law of 12 November 2004 (coordinated version)
on the fight against money laundering and terrorist financing
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Circular CSSF
Updated on 30.06.2022 - Published on 27.09.2004
Circular CSSF 04/155 (as amended by Circular CSSF 22/806)
The Compliance function
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Circular CSSF
Published on 17.06.2004
Circular CSSF 04/146
Protection of undertakings for collective investment and their investors against Late Trading and Market Timing practices
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Law
Updated on 27.05.2016 - Published on 15.06.2004
Law of 15 June 2004 (coordinated version)
relating to the investment company in risk capital (SICAR)
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EU Directive
Published on 21.04.2004
Directive 2004/25/CE du Parlement européen et du Conseil du 21 avril 2004
concernant les offres publiques d’acquisition
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Circular CSSF
Published on 24.03.2004
Circular CSSF 04/132
Repeal of circular CAB 91/3
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Law
Updated on 25.02.2022 - Published on 22.03.2004
Law of 22 March 2004 (coordinated version)
on securitisation
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EU Recommendation
Published on 19.02.2004
Council Regulation (EC) No 314/2004 of 19 February 2004
concerning certain restrictive measures in respect of Zimbabwe
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EU Directive
Published on 04.11.2003
Directive 2003/71/EC of the European Parliament and of the Council of 4 November 2003
on the prospectus to be published when securities are offered to the public or admitted to trading and amending Directive 2001/34/EC
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Circular CSSF
Updated on 12.03.2021 - Published on 21.10.2003
Circular CSSF 03/113 (as amended by Circulars CSSF 10/486 and 21/768)
Practical rules concerning the role of the réviseurs d’entreprises agréés (approved statutory auditors) in investment firms
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EU Regulation
Published on 07.07.2003
Council Regulation (EC) No 1210/2003 of 7 July 2003
concerning certain specific restrictions on economic and financial relations with Iraq and repealing Regulation (EC) No 2465/96
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Grand-ducal Regulation
Published on 14.04.2003
Grand-ducal Regulation of 14 April 2003
determining the conditions and criteria for the application of the subscription tax referred to in Article 129 of the Law of 20 December 2002 relating to undertakings for collective investment
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Circular CSSF
Published on 28.02.2003
Circular CSSF 03/97
Publication in the electronic reference database of the financial centre (“référentiel de la place”) of the simplified and full prospectuses as well as the annual and half-yearly reports by undertakings for collective investment