1664 Result(s)
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Annex to a CSSF circular
Published on 11.01.2008
Major holdings – Annex A (to be used temporarily only if eRIIS is not available)
Form to be used for the purposes of notifying the acquisition or disposal of major holdings (docx)
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Annex to a CSSF circular
Published on 11.01.2008
Major holdings – Annex A (to be used temporarily only if eRIIS is not available)
Form to be used for the purposes of notifying the acquisition or disposal of major holdings (PDF)
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Annex to a CSSF circular
Published on 11.01.2008
Major holdings – Annex A bis (to be used temporarily only if eRIIS is not available)
Complement to Annex A
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Annex to a CSSF circular
Published on 11.01.2008
Major holdings – Annex B (to be used temporarily only if eRIIS is not available)
Form to be used for the disclosure of the total number of voting rights and capital
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Annex to a CSSF circular
Published on 11.01.2008
Major holdings – Annex C
Form to be used for the notification by market makers
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EU regulation
Published on 21.12.2007
Commission Regulation (EC) No 1569/2007 of 21 December 2007
establishing a mechanism for the determination of equivalence of accounting standards applied by third country issuers of securities pursuant to Directives 2003/71/EC and 2004/109/EC of the European Parliament and of the Council (coordinated version)
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CSSF circular
Published on 21.11.2007
Circular CSSF 07/327
1) FATF statement on Iran 2) FATF guidance regarding the implementation of certain UN resolutions
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CSSF circular
Updated on 28.06.2013 - Published on 19.11.2007
Circular CSSF 07/326 (as amended by Circulars CSSF 10/442 and 13/568)
Provisions relating to Luxembourg incorporated credit institutions and investment firms established in another Member State by way of branches or exercising their activities in another Member State by free provision of services
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CSSF circular
Updated on 27.12.2022 - Published on 19.11.2007
Circular CSSF 07/325 (as amended by Circulars CSSF 21/765 and 22/827)
Provisions relating to credit institutions and investment firms of EU origin established in Luxembourg by way of branches or exercising activities in Luxembourg by way of free provision of services
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CSSF circular
Published on 03.08.2007
Circular CSSF 07/310 (as amended by Circular CSSF 08/348)
Financial information to be provided by specialised investment funds (“SIF”)
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CSSF circular
Published on 03.08.2007
Circular CSSF 07/309
Risk-spreading in the context of specialised investment funds (“SIF”)
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CSSF circular
Updated on 13.10.2023 - Published on 31.07.2007
Circular CSSF 07/307 (as amended by Circulars CSSF 13/560, 13/568, 14/585 and 23/841)
MiFID: Conduct of business rules in the financial sector
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CSSF circular
Published on 27.07.2007
Circular CSSF 07/305
Law of 13 July 2007 on markets in financial instruments published in Mémorial A No. 116 of 16 July 2007
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CSSF circular
Updated on 23.10.2020 - Published on 17.07.2007
Circular CSSF 07/301 (as amended by Circulars CSSF 08/338, 09/403, 11/506, 13/568 and 20/753)
Implementation of the Internal Capital Adequacy Assessment Process (ICAAP)
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Law
Published on 13.07.2007
Law of 13 July 2007 (coordinated version)
on markets in financial instruments
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CSSF circular
Published on 03.05.2007
Circular CSSF 07/290 (as amended by Circulars CSSF 10/451, 10/483, 10/497 and 13/568) (only in French)
Definition of capital ratios pursuant to Article 56 of the amended Law of 5 April 1993 on the financial sector (application to investment firms and management companies subject to chapter 13 of the Law of 20 December 2002 as amended)
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EU directive
Published on 19.03.2007
Commission Directive 2007/16/EC of 19 March 2007
implementing Council Directive 85/611/EEC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) as regards the clarification of certain definitions
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CSSF circular
Published on 28.02.2007
Circular CSSF 07/283
Entry into force of the Law of 13 February 2007 relating to specialised investment funds
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EU regulation
Published on 27.02.2007
Regulation (EC) No 211/2007 of the Commission of 27 February 2007
amending Regulation (EC) No 809/2004 implementing Directive 2003/71/EC of the European Parliament and of the Council as regards financial information in prospectuses where the issuer has a complex financial history or has made a significant financial commitment (Text with EEA relevance)
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CSSF circular
Published on 27.02.2007
Circular CSSF 07/281
Entry into force of the Law of 18 December 2006 concerning the distance marketing of financial services