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Tied agents
Summary
This applies to the following IFMs:
- Management companies subject to Chapter 15 of the Law of 17 December 2010 relating to undertakings for collective investment (2010 Law)
- Authorised alternative investment fund managers subject to the Law of 12 July 2013 on alternative investment fund managers (AIFM Law)
IFMs based in Luxembourg and authorised to provide additional services1 that intend to use a tied agent established in Luxembourg, in another EU Member State or in another State party to the EEA Agreement2, are required to notify the CSSF.
Similarly, IFMs are required to notify the CSSF in writing of any changes to the initial notifications or of the cessation of the use of a tied agent.
The relevant notification forms must be sent to the CSSF by email to gfi@cssf.lu and to the agent responsible for the IFM, if known.
These forms can be downloaded from the “Forms” section below.
1 In accordance with Article 101(3) of the 2010 Law or Article 5(4) of the AIFM Law.
2 In accordance with Article 112a of the 2010 Law or Article 18a of the AIFM Law.