Documents – Page 124

Application of the Guidelines of the European Securities and Markets Authority on certain aspects of the MiFID II appropriateness and execution-only requirements (ESMA35-43-3006)

Main topics: Markets in Financial Instruments (MiFID II/MiFIR)

Relevant for: Alternative investment fund managers Credit institutions Investment firms

CSSF circular

Document date: 24 June 2022

Adoption of Guideline (EU) 2022/508 of the European Central Bank of 25 March 2022 (ECB/2022/12) and of the Recommendation of the European Central Bank of 25 March 2022 (ECB/2022/13) regarding the exercise of some options and discretions available in Union law by national competent authorities

Relevant for: Credit institutions Investment firms

Topics: Capital requirement Liquidity

CSSF circular

Document date: 22 June 2022

Archived since 26 October 2022

Circular CSSF 22/815 repealed by Circular CSSF 22/822

FATF statements concerning
1) high-risk jurisdictions on which enhanced due diligence and, where appropriate, counter-measures are imposed
2) jurisdictions under increased monitoring of the FATF

Main topics: Financial crime

Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Crypto-Assets Service Providers (CASPs) Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Securitisation undertakings Specialised PFS Support PFS

Topics: AML/CFT Proliferation financing Terrorist financing

Form

Document date: 25 June 2024

Notification letter for the marketing of units or shares of EU AIFs/ELTIFs in Member States and/or home Member State of the AIFM (Article 31(2)/32(2) of Directive 2011/61/EU (AIFMD) and Article 31 of Regulation (EU) 2015/760 on ELTIFs)

Version 1.4

Relevant for: Other specific authorisations, registrations and information

Topics: ELTIF EuVECA Marketing

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Archives: Documents

Results of the 2022 climate risk stress test published by ECB

CSSF Regulation No 22-03 of 30 June 2022

Notification template for outsourcing a critical or important business process (BPO)

Reporting Handbook for Investment Firms – Track changes

Basic statistical data on UCIs – May 2022 (only in French)

Circular CSSF 22/818 repealed by Circular CSSF 23/831

Circular CSSF 22/817

Circular CSSF 22/816

Circular CSSF 22/815 repealed by Circular CSSF 22/822

Notification letter for the marketing of units or shares of EU AIFs/ELTIFs in Member States and/or home Member State of the AIFM (Article 31(2)/32(2) of Directive 2011/61/EU (AIFMD) and Article 31 of Regulation (EU) 2015/760 on ELTIFs)