Documents – Page 167

Adoption of 1) the Guidelines on supervisory reporting and disclosure requirements in compliance with the CRR ‘quick fix’ in response to the COVID‐19 pandemic (EBA/GL/2020/11) and 2) the Guidelines amending Guidelines EBA/GL/2018/01 on uniform disclosures under Article 473a of Regulation (EU) No 575/2013 (CRR) on the transitional period for mitigating the impact of the introduction of IFRS 9 on own funds to ensure compliance with the CRR ‘quick fix’ in response to the COVID-19 pandemic (EBA/GL/2020/12) and 3) amendment of CSSF Circular 18/687

Relevant for: Credit institutions

Topics: Coronavirus IFRS Pillar 3

Monthly statistics

Document date: 28 October 2020

Basic statistical data on UCIs – September 2020 (only in French)

Relevant for: Investment companies in risk capital (SICARs) Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)

CSSF circular

Document date: 28 October 2020

Archived since 28 October 2020

Circular CSSF 20/754 repealed by Circular CSSF 21/767

FATF statements concerning
1) high-risk jurisdictions on which enhanced due diligence and, where appropriate, counter-measures are imposed
2) jurisdictions under increased monitoring of the FATF

Main topics: Financial crime

Relevant for: Central Securities Depositories (CSDs) Credit institutions Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Payment institutions/electronic money institutions/AISPs Securitisation undertakings Specialised PFS

Topics: AML/CFT Proliferation financing Terrorist financing

EU regulation

Document date: 28 October 2020

Council Implementing Regulation (EU) 2020/1536 of 22 October 2020

implementing Regulation (EU) 2019/796 concerning restrictive measures against cyber-attacks threatening the Union or its Member States

Main topics: Financial crime

Topics: Cybersecurity Restrictive measures

Form

Document date: 27 October 2020

Declaration of honour – Natural persons

Registration of third-country audit entities
Version 1

Relevant for: Public Oversight of the Audit Profession

Topics: Audit firm Third-country audit entities

CSSF circular

Document date: 23 October 2020

Circular CSSF 20/753

Amendment of Circular CSSF 07/301, as amended by Circulars CSSF 08/338, 09/403,11/506 and 13/568 on the implementation of the internal capital and liquidity adequacy assessment process (ICAAP and ILAAP) and of Circular CSSF 11/506 on principles of a sound stress testing programme

Relevant for: Credit institutions Investment firms

Topics: Capital requirement Stress test

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