Archives: Documents

10 Results

  • Annex to a CSSF circular
    Document date: 25 February 2025
    Archived since 17 June 2025

    Annex to Circular CSSF 22/822 repealed by Annex of Circular CSSF 22/822 (Version of 17 June 2025)

    1) high-risk jurisdictions on which enhanced due diligence and, where appropriate, counter-measures are imposed
    2) jurisdictions under increased monitoring of the FATF

    Version of 25 February 2025

    Relevant for: Central Securities Depositories (CSDs) Credit institutions Credit servicers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Issuers of Tokens Payment institutions/electronic money institutions/AISPs Securitisation undertakings Specialised PFS Support PFS
    Topics: AML/CFT Proliferation financing Terrorist financing
  • RTS
    Document date: 20 February 2025

    Commission Delegated Regulation (EU) 2025/303 of 31 October 2024

    supplementing Regulation (EU) 2023/1114 of the European Parliament and of the Council with regard to regulatory technical standards specifying the information to be included by certain financial entities in the notification of their intention to provide crypto-asset services

    Main topics: Markets in Crypto-Assets (MiCA/MiCAR)
    Relevant for: Crypto-Assets Service Providers (CASPs)
    Topics: Crypto-assets
  • ITS
    Document date: 20 February 2025

    Commission Implementing Regulation (EU) 2025/304 of 31 October 2024

    laying down implementing technical standards for the application of Regulation (EU) 2023/1114 of the European Parliament and of the Council with regard to standard forms, templates and procedures for the notification by certain financial entities of their intention to provide crypto-asset services

    Main topics: Markets in Crypto-Assets (MiCA/MiCAR)
    Relevant for: Crypto-Assets Service Providers (CASPs)
    Topics: Crypto-assets
  • Studies and reports
    Document date: 24 February 2025

    ML/TF Sub-sector Risk Assessment – Collective Investment Sector – 2025 update

    CSSF

    Main topics: Financial crime
    Relevant for: Investment companies in risk capital (SICARs) Investment fund managers Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: AML/CFT Risk assessment Terrorist financing
  • CSSF guidance
    Document date: 17 February 2025

    User guide – Questionnaire on financial crime

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Investment firms Investment fund managers Payment institutions Payment institutions/electronic money institutions/AISPs Securitisation undertakings Specialised PFS Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: AML/CFT Terrorist financing