Documents – Page 54

Public consultation

Document date: 6 November 2024

Archived since 13 March 2026

FATF: Public Consultation on AML/CFT and Financial Inclusion – proposed changes to FATF Standards

FATF

Main topics: Financial crime

Relevant for: Central Securities Depositories (CSDs) Credit institutions Investment firms Investment fund managers Payment institutions/electronic money institutions/AISPs Specialised PFS Virtual Asset Service Providers (VASPs)

Topics: AML/CFT Risk management Terrorist financing

EU regulation

Document date: 28 October 2024

Council Implementing Regulation (EU) 2024/2761 of 24 October 2024

implementing Regulation (EU) No 833/2014 concerning restrictive measures in view of Russia’s actions destabilising the situation in Ukraine

Main topics: Financial crime

Topics: International sanctions Restrictive measures Ukraine

Annex to a CSSF circular

Document date: 28 October 2024

Archived since 25 February 2025

Annex to Circular CSSF 22/822 repealed by Annex of Circular CSSF 22/822 (Version of 25 February 2025)

1) high-risk jurisdictions on which enhanced due diligence and, where appropriate, counter-measures are imposed
2) jurisdictions under increased monitoring of the FATF

Version of 28 October 2024

Main topics: Financial crime

Relevant for: Central Securities Depositories (CSDs) Credit institutions Credit servicers Crypto-Assets Service Providers (CASPs) Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)

Topics: AML/CFT Proliferation financing Terrorist financing

Administrative sanction

Document date: 28 October 2024

Administrative penalty of 22 July 2024

Administrative penalty imposed on a réviseur d’entreprises agréé (approved statutory auditor)

Relevant for: Public Oversight of the Audit Profession

CSSF circular

Document date: 28 October 2024

Circular CSSF 24/864

Application of the Guidelines of the European Banking Authority (“EBA”) on resubmission of historical data under the EBA reporting framework (EBA/GL/2024/04)

Relevant for: Credit institutions Investment firms Payment institutions

EU regulation

Document date: 24 October 2024

Corrigendum to Council Regulation (EU) 2024/1745 of 24 June 2024

amending Regulation (EU) No 833/2014 concerning restrictive measures in view of Russia’s actions destabilising the situation in Ukraine

Main topics: Financial crime

Topics: International sanctions Restrictive measures Ukraine

Other guidance

Document date: 24 October 2024

ESMA Public Statement “European common enforcement priorities for 2024 corporate reporting”

ESMA32-193237008-8369

Main topics: Enforcement of Issuer Disclosure

Monthly statistics

Document date: 24 October 2024

Basic statistical data on UCIs – September 2024 (only in French)

Relevant for: Investment funds and vehicles

Studies and reports

Document date: 23 October 2024

CSSF thematic review on the delegation of the portfolio management function by investment fund managers (IFMs) – CSSF Feedback report

Relevant for: Alternative investment fund managers Management companies - Chapter 15

Topics: Supervisory disclosure

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