Documents – Page 70

EU directive

Document date: 19 June 2024

Directive (EU) 2024/1654 of the European Parliament and of the Council of 31 May 2024

amending Directive (EU) 2019/1153 as regards access by competent authorities to centralised bank account registries through the interconnection system and technical measures to facilitate the use of transaction records

Main topics: Financial crime

Relevant for: Central Securities Depositories (CSDs) Consumer protection Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment companies in risk capital (SICARs) Investment firms Investment fund managers Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Pension fund Securitisation undertakings Specialised investment funds (SIFs) Specialised PFS Support PFS Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs) Virtual Asset Service Providers (VASPs)

Topics: AML/CFT

Prohibition and restrictive measure

Document date: 21 May 2024

UN designation of 21 May 2024 – SC/15703

Main topics: Financial crime

Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Public Oversight of the Audit Profession Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)

Topics: International sanctions Restrictive measures

Prohibition and restrictive measure

Document date: 1 December 2023

Resolution 2713 (2023)

Main topics: Financial crime

Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Public Oversight of the Audit Profession Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)

Topics: International sanctions Restrictive measures

EU regulation

Document date: 30 June 2024

Council Regulation (EU) 2024/1865 of 29 June 2024

amending Regulation (EC) No 765/2006 concerning restrictive measures in view of the situation in Belarus and the involvement of Belarus in the Russian aggression against Ukraine

Topics: International sanctions Restrictive measures Ukraine

CSSF regulation

Document date: 28 June 2024

CSSF Regulation No 24-05 of 28 June 2024

on the setting of the countercyclical buffer rate for the third quarter of 2024

Relevant for: Credit institutions Investment firms

Topics: Capital requirement

Monthly statistics

Document date: 27 June 2024

Basic statistical data on UCIs – May 2024 (only in French)

Relevant for: Investment funds and vehicles

CSSF circular

Document date: 27 June 2024

Circular CSSF 24/858

Application of the Guidelines of the European Banking Authority on benchmarking of diversity practices, including diversity policies and gender pay gap, under Directive 2013/36/EU and Directive (EU) 2019/2034 (EBA/GL/2023/08)

Relevant for: Credit institutions Investment firms

Topics: Internal governance Remuneration

Administrative sanction

Document date: 27 June 2024

Administrative sanction of 8 May 2024

Administrative sanction imposed on the investment fund manager Kasper Management

Relevant for: Alternative investment fund managers

Other guidance

Document date: 26 June 2024

Archived since 3 October 2024

CEAOB non-binding guidelines on limited assurance on sustainability reporting – Draft

Main topics: Corporate Sustainability Reporting Directive (CSRD) Sustainable finance

Relevant for: Public Oversight of the Audit Profession

Topics: Approved statutory auditor (réviseur d'entreprises agréé) Audit Committee Cabinet de révision agréé Issuer Public-interest entities

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