Regulatory framework

Circular CSSF 16/647

Update of Circular CSSF 12/552 on the central administration, internal governance and risk management following the adoption of the EBA Guidelines relating to the limits on exposures to shadow banking entities which carry out banking activities outside a regulated framework under Article 395(2) of Regulation No 575/2013 (EBA/GL/2015/20)

Questions and Answers relating to Directive 2009/110/EC on the taking up, pursuit and prudential supervision of the business of electronic money institutions

CSSF Regulation No 16-15 of 21 December 2016

on the setting of the countercyclical buffer rate for the first quarter of 2017

Commission Delegated Regulation (EU) 2017/610 of 20 December 2016

amending Regulation (EU) No 648/2012 of the European Parliament and of the Council as regards the extension of the transitional periods related to pension scheme arrangements

Circular CSSF 16/646

ESMA Guidelines on the delay in the disclosure of inside information in accordance with Article 17(4) of Regulation (EU) No 596/2014 on market abuse (“MAR”)

CSSF Regulation No 16-14

on the reciprocity of the systemic risk buffer rate of 1% adopted by the Central bank of Estonia

Directive (EU) 2016/2341 of the European Parliament and of the Council of 14 December 2016

on the activities and supervision of institutions for occupational retirement provision (IORPs)

Ministerial Regulation of 13 December 2016

EBA Guidelines on remuneration policies and practices related to the sale and provision of retail banking products and services

EBA/GL/2016/06

UN designation of 12 December 2016 – SC/12621

CSSF Regulation No 16-13

relating to the reporting of infringements of the Law of 23 July 2016 concerning the audit profession and Regulation (EU) No 537/2014 on specific requirements regarding statutory audit of public-interest entities

CSSF Regulation No 16-10

organising continuing education of réviseurs d’entreprises (statutory auditors) and réviseurs d’entreprises agréés (approved statutory auditors)

Commission Delegated Regulation (EU) 2017/592 of 1 December 2016 (RTS 20)

supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the criteria to establish when an activity is considered to be ancillary to the main business

Commission Delegated Regulation (EU) 2017/591 of 1 December 2016 (RTS 21)

supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the application of position limits to commodity derivatives

Circular CSSF-CPDI 16/04

Survey on the amount of covered deposits held quarterly during 2016

Circular letter of 22 November 2016

on Declaration of liquidity related products and services referred to in Article 23(2) of the LCR DA

Commission Implementing Regulation (EU) 2017/393 of 11 November 2016

laying down implementing technical standards with regard to the templates and procedures for the reporting and transmission of information on internalised settlements in accordance with Regulation (EU) No 909/2014 of the European Parliament and of the Council

Commission Delegated Regulation (EU) 2017/389 of 11 November 2016

supplementing Regulation (EU) No 909/2014 of the European Parliament and of the Council as regards the parameters for the calculation of cash penalties for settlement fails and the operations of CSDs in host Member States

Commission Delegated Regulation (EU) 2017/392 of 11 November 2016

supplementing Regulation (EU) No 909/2014 of the European Parliament and of the Council with regard to regulatory technical standards on authorisation, supervisory and operational requirements for central securities depositories

Commission Delegated Regulation (EU) 2017/391 of 11 November 2016

supplementing Regulation (EU) No 909/2014 of the European Parliament and of the Council with regard to regulatory technical standards further specifying the content of the reporting on internalised settlements