Regulatory framework

Version 2

Guidelines for the Collective Investment Sector on the CSSF AML/CFT external report

Practical rules concerning the self-assessment questionnaire to be submitted annually by investment fund managers.

The engagement of investment fund managers’ approved statutory auditors and practical rules concerning the management letter and the separate report to be drawn up annually.

Practical rules concerning the self-assessment questionnaire to be submitted annually by Luxembourg undertakings for collective investment.

The engagement of Luxembourg undertakings for collective investments’ approved statutory auditors and practical rules concerning the management letter and the separate report to be drawn up annually.

laying down implementing technical standards for the application of Regulation (EU) 2019/2033 of the European Parliament and of the Council with regard to supervisory reporting and disclosures of investment firms (Text with EEA relevance)

Application of the EBA Guidelines (EBA/GL/2021/03) on major incident reporting under PSD2

The resolution encourages all Member States to submit to the Committee for inclusion on the ISIL (Da’esh) & Al-Qaida Sanctions List names of individuals, groups, undertakings and entities participating by any means, in the financing or support of acts or activities of ISIL, Al-Qaida, associated individuals, groups, undertakings and entities; strongly urges Member States to implement the comprehensive international standards embodies in the Financial Action Task Force’s (FATF) Forty Recommendations on Combating Money Laundering and the Financing of Terrorism; calls upon Member States to submit an updated report to the Committee no later than 180 days from the date of adoption of the form developed pursuant to paragraph 47 on the implementation of freezing of assets and any exemption thereto, of the measures referred to in paragraph 1 of this resolution; decides that in order to ensure careful consideration of requests for basic and extraordinary exemptions from the assets freeze submitted under paragraphs 84(a) and 84(b), the Committee, through the Secretariat, will immediately acknowledge receipt of the request; Underscores the importance of the Office of the Ombudsperson and extends its mandate for 30 months, strongly urges Member States to provide all the relevant information to the Ombudsperson; Extends the mandate of the Analytical Support and Sanctions Monitoring Team for 30 months.

Survey on the amount of covered deposits held on 31 December 2021

implementing Regulation (EU) 2020/1998 concerning restrictive measures against serious human rights violations and abuses

relating to the issue of covered bonds

on credit servicers and credit purchasers and amending Directives 2008/48/EC and 2014/17/EU (Text with EEA relevance)

implementing Regulation (EU) 2020/1998 concerning restrictive measures against serious human rights violations and abuses

supplementing Directive (EU) 2019/2034 of the European Parliament and of the Council with regard to regulatory technical standards specifying appropriate criteria to identify categories of staff whose professional activities have a material impact on the risk profile of an investment firm or of the assets that it manages (Text with EEA relevance)

supplementing Directive (EU) 2019/2034 of the European Parliament and of the Council with regard to regulatory technical standards specifying the classes of instruments that adequately reflect the credit quality of the investment firm as a going concern and possible alternative arrangements that are appropriate to be used for the purposes of variable remuneration (Text with EEA relevance)

Version 6

EBA/GL/2021/13

Link to the ESMA Q&A Tool

on the designation of a statutory replacement for certain settings of CHF LIBOR (Text with EEA relevance)

on the designation of a replacement for the benchmark Euro overnight index average (Text with EEA relevance)