Regulatory framework

supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to rules of procedure for penalties imposed on third-country central counterparties or related third parties by the European Securities and Markets Authority (Text with EEA relevance)

amending Delegated Regulation (EU) No 667/2014 with regard to the content of the file to be submitted by the investigation officer to the European Securities and Markets Authority, the right to be heard with regard to interim decisions and the lodging of fines and periodic penalty payments (Text with EEA relevance)

Version 1 – May 2021

laying down implementing technical standards with regard to public disclosures by institutions of the information referred to in Titles II and III of Part Eight of Regulation (EU) No 575/2013 of the European Parliament and of the Council and repealing Commission Implementing Regulation (EU) No 1423/2013, Commission Delegated Regulation (EU) 2015/1555, Commission Implementing Regulation (EU) 2016/200 and Commission Delegated Regulation (EU) 2017/2295 (Text with EEA relevance)

Application of the guidelines of the European Securities and Markets Authority on disclosure requirements under the Prospectus Regulation

ESMA guidelines on the reporting under Articles 4 and 12 SFTR

Governance and security requirements for supervised entities to perform tasks or activities through telework

on the Eurosystem’s provision of reserve management services in euro to central banks and countries located outside the euro area and to international organisations and repealing Guideline (EU) 2020/1284 of the European Central Bank (recast) (ECB/2021/9)

amending Guideline (EU) 2019/1265 on the euro short-term rate (€STR) (ECB/2021/10)

on the setting of the countercyclical buffer rate for the second quarter of 2021

Version 1

Link to the ESMA Q&A Tool

implementing Regulation (EU) 2020/1998 concerning restrictive measures against serious human rights violations and abuses

Update of Circular CSSF 03/113, as amended by Circular CSSF 10/486, on the practical rules concerning the role of réviseurs d’entreprises (statutory auditors) in investment firms and communication relating to Circular CSSF 07/325 (as amended by Circular CSSF 21/765) on the provisions relating to credit institutions and investment firms of EU origin established in Luxembourg by way of branches or exercising activities in Luxembourg by way of free provision of services following the amendments made to CSSF Regulation No 12-02.

ESMA32-382-1138

implementing Regulation (EU) 2020/1998 concerning restrictive measures against serious human rights violations and abuses