Regulatory framework

ABBL – CSSF Presentation : Circular CSSF 22/821 on the revised Long Form Report for banks

Council Implementing Regulation (EU) 2022/2229 of 14 November 2022

implementing Regulation (EU) No 269/2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine

Grand-ducal Regulation of 14 November 2022

providing details on the Law of 19 December 2020 on the implementation of restrictive measures in financial matters

Commission Delegated Regulation (EU) 2022/2119 of 13 July 2022

supplementing Regulation (EU) 2020/1503 of the European Parliament and of the Council with regard to regulatory technical standards for the key investment information sheet

Commission Delegated Regulation (EU) 2022/2116 of 13 July 2022

supplementing Regulation (EU) 2020/1503 of the European Parliament and of the Council with regard to regulatory technical standards specifying the measures and procedures for crowdfunding service providers’ business continuity plan (Text with EEA relevance)

Commission Delegated Regulation (EU) 2022/2113 of 13 July 2022

supplementing Regulation (EU) 2020/1503 of the European Parliament and of the Council with regard to regulatory technical standards for the exchange of information between competent authorities in relation to investigation, supervision and enforcement activities in relation to European crowdfunding service providers for business (Text with EEA relevance)

Commission Delegated Regulation (EU) 2022/2114 of 13 July 2022

supplementing Regulation (EU) 2020/1503 of the European Parliament and of the Council with regard to regulatory technical standards specifying the entry knowledge test and the simulation of the ability to bear loss for prospective non-sophisticated investors in crowdfunding projects (Text with EEA relevance)

Commission Delegated Regulation (EU) 2022/2115 of 13 July 2022

supplementing Regulation (EU) 2020/1503 of the European Parliament and of the Council with regard to regulatory technical standards specifying the methodology for calculating default rates of loans offered on a crowdfunding platform (Text with EEA relevance)

Commission Delegated Regulation (EU) 2022/2112 of 13 July 2022

supplementing Regulation (EU) 2020/1503 of the European Parliament and of the Council with regard to regulatory technical standards specifying requirements and arrangements for the application for authorisation as a crowdfunding service provider (Text with EEA relevance)

Commission Delegated Regulation (EU) 2022/2111 of 13 July 2022

supplementing Regulation (EU) 2020/1503 of the European Parliament and of the Council with regard to regulatory technical standards specifying conflicts of interest requirements for crowdfunding service providers (Text with EEA relevance)

Commission Delegated Regulation (EU) 2022/2117 of 13 July 2022

supplementing Regulation (EU) 2020/1503 of the European Parliament and of the Council with regard to regulatory technical standards specifying the requirements, standard formats and procedures for complaint handling (Text with EEA relevance)

Commission Delegated Regulation (EU) 2022/2118 of 13 July 2022

supplementing Regulation (EU) 2020/1503 of the European Parliament and of the Council with regard to regulatory technical standards on individual portfolio management of loans by crowdfunding service providers, specifying the elements of the method to assess credit risk, the information on each individual portfolio to be disclosed to investors, and the policies and procedures required in relation to contingency funds (Text with EEA relevance)

Commission Delegated Regulation (EU) 2022/1959 of 13 July 2022

supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards setting out a contractual template for liquidity contracts for the shares of issuers whose financial instruments are admitted to trading on an SME growth market

Circular CSSF 22/822

FATF statements concerning
1) high-risk jurisdictions on which enhanced due diligence and, where appropriate, counter-measures are imposed
2) jurisdictions under increased monitoring of the FATF

Council Implementing Regulation (EU) 2022/1985 of 20 October 2022

implementing Regulation (EU) No 269/2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine

Circular CSSF-CODERES 22/15

Single Resolution Fund – Information request by the Single Resolution Board for the calculation of the 2023 ex-ante contribution according to Articles 4 and 14 of the Commission Delegated Regulation (EU) 2015/63

Circular CSSF 22/821

Long Form Report
Practical rules concerning the self-assessment questionnaire to be submitted by institutions
Mission and related reports of the statutory auditors (réviseurs d’entreprises agréés)

Commission Delegated Regulation (EU) 2022/1988 of 12 July 2022

extending the transitional period for continuing to provide crowdfunding services in accordance with national law as referred to in Article 48(1) of Regulation (EU) 2020/1503 of the European Parliament and of the Council (Text with EEA relevance)

Council Implementing Regulation (EU) 2022/1985 of 20 October 2022

implementing Regulation (EU) No 269/2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine

Part 1 – Transposition of directive 2013/36/EU (2021)