Regulatory framework

ESMA35-43-620

laying down rules for application of Directive (EU) 2016/1148 of the European Parliament and of the Council as regards further specification of the elements to be taken into account by digital service providers for managing the risks posed to the security of network and information systems and of the parameters for determining whether an incident has a substantial impact

Adoption of the guidelines of the European Banking Authority on the criteria on how to stipulate the minimum monetary amount of the professional indemnity insurance or other comparable guarantee under Article 5(4) of Directive (EU) 2015/23661 (EBA/GL/2017/08)

amending Delegated Regulation (EU) 2016/1675, as regards adding Ethiopia to the list of high-risk third countries in the table in point I of the Annex (Text with EEA relevance)

Update of Circular CSSF 08/337 on the entry into force of the Law of 11 January 2008 and of the Grand-ducal Regulation of 11 January 2008 on transparency requirements for issuers, as amended

JC 2017 81

Update of Circular CSSF 14/593, as amended by Circulars CSSF 15/613, 15/621, 16/640 and 17/663, on supervisory reporting requirements applicable to credit institutions

EBA Guidelines on the information to be provided for the authorisation of payment institutions and e-money institutions and for the registration of account information service providers under Article 5(5) of Directive (EU) 2015/2366 (EBA/GL/2017/09)

on the setting of the countercyclical buffer rate for the first quarter of 2018

Adoption of the guidelines of the European Banking Authority on credit institutions’ credit risk management practices and accounting for expected credit losses (EBA/GL/2017/06)

amending Implementing Regulation (EU) 2016/1368 establishing a list of critical benchmarks used in financial markets pursuant to Regulation (EU) 2016/1011 of the European Parliament and of the Council (Text with EEA relevance)

Link to the ESMA Q&A Tool

laying down implementing technical standards with regard to standard forms, templates and procedures for the transmission of information in accordance with Directive 2014/65/EU of the European Parliament and of the Council

Link to the ESMA Q&A Tool

on the equivalence of the legal and supervisory framework of the United States of America for national securities exchanges and alternative trading systems in accordance with Directive 2014/65/EU of the European Parliament and of the Council

on the equivalence of the legal and supervisory framework applicable to recognised exchange companies in Hong Kong Special Administrative Region in accordance with Directive 2014/65/EU of the European Parliament and of the Council

on the equivalence of the legal and supervisory framework in Australia applicable to financial markets in accordance with Directive 2014/65/EU of the European Parliament and of the Council