10 Results
Circular CSSF 25/891
Application of the Guidelines of the European Securities and Markets Authority on certain aspects of the suitability requirements and format of the periodic statement for portfolio management activities under the Markets in Crypto Assets Regulation (ESMA35-1872330276-2031)
Annual Report on Sanctioning Activities in the SSM in 2024
This report has been prepared by the SSM Network of Enforcement and Sanctions Experts to present comprehensive statistics on sanctioning activities carried out in 2024 by the ECB and the national competent authorities (NCAs) of European Union (EU) Member States participating in the Single Supervisory Mechanism (SSM) in relation to breaches of prudential requirements.
Administrative sanction of 1 April 2025
Administrative sanction imposed on BNY Mellon Fund Management (Luxembourg) S.A.
Thematic review on the use of Artificial Intelligence in the Luxembourg financial sector
Guidance for interpretation and resolution of ESA error messages related to the DORA register
Guidance allowing financial entities to interpret and resolve error messages raised by the ESA during the analysis of the submitted register of information.
SSM Calendar Claude Wampach – 02/2025
The Council of Europe invites business operators to an online training session regarding the effective implementation of the sanctions/restrictive measures regime on 22 May 2025
SSM Calendar Claude Wampach – 01/2025
Circular CSSF 25/890
Application of the joint ESA Guidelines on templates for explanations and opinions, and the standardised test for crypto-assets, under Article 97(1) of Regulation (EU) 2023/1114 (JC 2024 28)
Circular CSSF 25/889
Application of the Guidelines of the European Securities and Markets Authority on the specification of Union standards for the maintenance of systems and security access protocols for offerors and persons seeking admission to trading of crypto-assets other than asset-referenced tokens and e-money tokens (ESMA75-223375936-6132)