Archives: Documents

10 Results

Form

Document date: 10 March 2010

Services passport notification form / Change in services passport notification form

Relevant for: Credit institutions

Form

Document date: 10 March 2010

Branch passport notification form / Change in branch passport notification form

Relevant for: Credit institutions

Form

Document date: 26 October 2017

Notification form for the planned termination of the operation of a branch

Relevant for: Credit institutions

Other guidance

Document date: 25 August 2017

Archived since 2 April 2026

Commission guidance note on the implementation of certain provisions of Regulation (EU) No 833/2014

Main topics: Financial crime

Topics: International sanctions

CSSF FAQ

Document date: 8 March 2018

FAQ on AML/CFT and IT requirements for specific customer onboarding/KYC methods for the identification/verification through video chat

CSSF

Main topics: Financial crime

Relevant for: Central Securities Depositories (CSDs) Consumer protection Credit institutions Credit servicers Data Reporting Service Providers (DRSPs) Investment firms Investment funds and vehicles Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)

Topics: AML/CFT Customer onboarding Financial innovation

CSSF FAQ

Document date: 15 March 2016

FAQ relating to the use of the good conduct guide Ministry of Finance

Ministry of Finance

Main topics: Financial crime

Relevant for: Central Securities Depositories (CSDs) Consumer protection Credit institutions Credit servicers Data Reporting Service Providers (DRSPs) Investment firms Investment funds and vehicles Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)

Topics: AML/CFT International sanctions

CSSF FAQ

Document date: 25 November 2019

FAQ regarding persons involved in AML/CFT for a Luxembourg Investment Fund or Investment Fund Manager supervised by the CSSF for AML/CFT purposes

CSSF

Main topics: Financial crime

Relevant for: Central Securities Depositories (CSDs) Credit institutions Credit servicers Investment fund managers Investment funds and vehicles Specialised PFS

Topics: AML/CFT

CSSF FAQ

Document date: 24 May 2012

FAQ regarding the fight against money laundering and terrorist financing (AML/CFT) for individuals/investors

CSSF

Main topics: Financial crime

Relevant for: Central Securities Depositories (CSDs) Consumer protection Credit institutions Credit servicers Investment firms Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Specialised PFS Virtual Asset Service Providers (VASPs)

Topics: AML/CFT International sanctions

EU FAQ

Document date: 18 February 2020

Questions and Answers on MiFID II and MiFIR investor protection and intermediaries topics

Lien vers le Q&A Tool de l’ESMA

Main topics: Markets in Financial Instruments (MiFID II/MiFIR)

Relevant for: Consumer protection Credit institutions Investment firms

Topics: Consumer protection Product intervention measures

EU FAQ

Document date: 31 March 2017

Questions and Answers relating to the provision of CFDs and other speculative products to retail investors under MiFID

Link to the ESMA Q&A Tool

Main topics: Markets in Financial Instruments (MiFID II/MiFIR)