Regulatory framework

on the establishment of a framework to facilitate sustainable investment, and amending Regulation (EU) 2019/2088 (Text with EEA relevance)

amending Delegated Regulation (EU) 2016/1675 supplementing Directive (EU) 2015/849 of the European Parliament and of the Council, as regards adding the Bahamas, Barbados, Botswana, Cambodia, Ghana, Jamaica, Mauritius, Mongolia, Myanmar/Burma, Nicaragua, Panama and Zimbabwe to the table in point I of the Annex and deleting Bosnia-Herzegovina, Ethiopia, Guyana, Lao People’s Democratic Republic, Sri Lanka and Tunisia from this table (Text with EEA relevance)

EBA/OP/2020/10

Fonds de garantie des dépôts Luxembourg (FGDL) – Method for calculating the ex-ante contributions pursuant to Article 182 of the Law of 18 December 2015 on the failure of credit institutions and of certain investment firms

Questions and answers in relation to the definition of payment account in accordance with the Law of 10 November 2009 on payment services

amending Annex I C of Grand-ducal Regulation of 29 October 2010 enforcing the Law of 27 October 2010 implementing United Nations Security Council resolutions as well as acts adopted by the European Union concerning prohibitions and restrictive measures in financial matters in respect of certain persons, entities and groups in the context of the combat against terrorist financing.

ESMA32-63-972

extending certain deadlines provided for in the sectoral laws of the financial sector during the state of crisis

Electronic transmission of documents to the CSSF

Entry into force
1) of the Law of 25 March 2020 amending, inter alia, the Law of 12 November 2004 on the fight against money laundering and terrorist financing, and
2) of the Law of 25 March 2020 establishing a central electronic data retrieval system related to IBAN accounts and safe-deposit boxes

Adoption of the Guidelines of the European Banking Authority on legislative and non-legislative moratoria on loan repayments applied in the light of the COVID-19 crisis (EBA/GL/2020/02)

Link to the ESMA Q&A Tool

to require natural or legal persons who have net short positions to temporarily lower the notification thresholds of net short positions in relation to the issued shares capital of companies whose shares are admitted to trading on a regulated market above a certain threshold to notify the competent authorties in accordance with point (a) of Article 28(1) of Regulation (EU) No 236/2012 of the European Parliament and of the Council

on the setting of the countercyclical buffer rate for the second quarter of 2020

Version of 17 November 2022

Financial crime and AML/CFT implications during the COVID-19 pandemic

ESMA Guidelines on the Reporting under Articles 4 and 12 SFTR

ESMA31-67-742