Regulatory framework

Circular CSSF 18/698

Authorisation and organisation of investment fund managers incorporated under Luxembourg law;
Specific provisions on the fight against money laundering and terrorist financing applicable to investment fund managers and entities carrying out the activity of registrar agent

UN designation of 23 August 2018 – SC/13462

Circular CSSF 18/699

Update of table Investment Firm (IF) “Persons responsible for certain functions and activities”

Ministerial Regulation of 13 August 2018

Law of 10 August 2018

amending: 1° the Code of Criminal Procedure; 2° the Law of 7 March 1980 on the organisation of the judicial system, as amended; 3° the Law of 12 November 2004 on the fight against money laundering and terrorist financing, as amended; 4° the Law of 25 March 2015 determining the salaries and the advancement conditions and rules for civil servants for the purpose of organising the Financial Intelligence Unit (FIU)

UN designation of 9 August 2018 – SC/13452

Commission Implementing Regulation (EU) 2018/1106 of 8 August 2018

laying down implementing technical standards with regard to templates for the compliance statement to be published and maintained by administrators of significant and non-significant benchmarks pursuant to Regulation (EU) 2016/1011 of the European Parliament and of the Council

Circular CSSF 18/696

ESMA Guidelines on stress tests scenarios under Article 28 of the Money Market Fund Regulation

Circular CSSF 18/695

Update of table B 4.6 “Persons responsible for certain functions and activities”

EBA Guidelines on the management of interest rate risk arising from non-trading book activities

EBA/GL/2018/02

Commission Delegated Regulation (EU) 2018/1646 of 13 July 2018

supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory technical standards for the information to be provided in an application for authorisation and in an application for registration

Commission Delegated Regulation (EU) 2018/1645 of 13 July 2018

supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory technical standards for the form and content of the application for recognition with the competent authority of the Member State of reference and of the presentation of information in the notification to European Securities and Markets Authority (ESMA)

Commission Delegated Regulation (EU) 2018/1644 of 13 July 2018

supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory technical standards determining the minimum content of cooperation arrangements with competent authorities of third countries whose legal framework and supervisory practices have been recognised as equivalent

Commission Delegated Regulation (EU) 2018/1643 of 13 July 2018

supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory technical standards specifying further the contents of, and cases where updates are required to, the benchmark statement to be published by the administrator of a benchmark

Commission Delegated Regulation (EU) 2018/1642 of 13 July 2018

supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory technical standards specifying further the criteria to be taken into account by competent authorities when assessing whether administrators of significant benchmarks should apply certain requirements

Commission Delegated Regulation (EU) 2018/1641 of 13 July 2018

supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory technical standards specifying further the information to be provided by administrators of critical or significant benchmarks on the methodology used to determine the benchmark, the internal review and approval of the methodology and on the procedures for making material changes in the methodology

Commission Delegated Regulation (EU) 2018/1640 of 13 July 2018

supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory technical standards specifying further the governance and control requirements for supervised contributors

Commission Delegated Regulation (EU) 2018/1639 of 13 July 2018

supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory technical standards specifying further the elements of the code of conduct to be developed by administrators of benchmarks that are based on input data from contributors

Commission Delegated Regulation (EU) 2018/1638 of 13 July 2018

supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory technical standards specifying further how to ensure that input data is appropriate and verifiable, and the internal oversight and verification procedures of a contributor that the administrator of a critical or significant benchmark has to ensure are in place where the input data is contributed from a front office function

Commission Delegated Regulation (EU) 2018/1637 of 13 July 2018

supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory technical standards for the procedures and characteristics of the oversight function