1500 Result(s)
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EU FAQ
Published on 14.12.2017
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EU FAQ
Published on 14.12.2017
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EU Decision
Published on 13.12.2017
Commission Implementing Decision (EU) 2017/2320 of 13 December 2017
on the equivalence of the legal and supervisory framework of the United States of America for national securities exchanges and alternative trading systems in accordance with Directive 2014/65/EU of the European Parliament and of the Council
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EU Decision
Published on 13.12.2017
Commission Implementing Decision (EU) 2017/2319 of 13 December 2017
on the equivalence of the legal and supervisory framework applicable to recognised exchange companies in Hong Kong Special Administrative Region in accordance with Directive 2014/65/EU of the European Parliament and of the Council
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EU Decision
Published on 13.12.2017
Commission Implementing Decision (EU) 2017/2318 of 13 December 2017
on the equivalence of the legal and supervisory framework in Australia applicable to financial markets in accordance with Directive 2014/65/EU of the European Parliament and of the Council
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EU Regulation
Published on 12.12.2017
Regulation (EU) 2017/2402 of the European Parliament and of the Council of 12 December 2017
laying down a general framework for securitisation and creating a specific framework for simple, transparent and standardised securitisation, and amending Directives 2009/65/EC, 2009/138/EC and 2011/61/EU and Regulations (EC) No 1060/2009 and (EU) No 648/2012
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EU Directive
Published on 12.12.2017
Directive (EU) 2017/2399 of the European Parliament and of the Council of 12 December 2017
amending Directive 2014/59/EU as regards the ranking of unsecured debt instruments in insolvency hierarchy
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EU Decision
Published on 05.12.2017
Commission Implementing Decision (UE) 2017/2238 5 December 2017
on the equivalence of the legal and supervisory framework applicable to designated contract markets and swap execution facilities in the United States of America in accordance with Regulation (EU) No 600/2014 of the European Parliament and of the Council
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Guidelines
Published on 05.12.2017
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EU Regulation
Published on 04.12.2017
Commission Delegated Regulation (EU) 2018/480 of 4 December 2017
supplementing Regulation (EU) 2015/760 of the European Parliament and of the Council with regard to regulatory technical standards on financial derivative instruments solely serving hedging purposes, sufficient length of the life of the European long-term investment funds, assessment criteria for the market for potential buyers and valuation of the assets to be divested, and the types and characteristics of the facilities available to retail investors
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Circular CSSF
Published on 01.12.2017
Circular CSSF 17/674
ESMA Guidelines on transaction reporting and order record keeping under Regulation (EU) No 600/2014 on markets in financial instruments (“MiFIR”) and clock synchronisation pursuant to Directive 2014/65/EU on markets in financial instruments (“MiFID II”) and details on transaction reporting on financial instruments under MiFIR
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RTS
Published on 27.11.2017
Commission Delegated Regulation (EU) 2018/389 of 27 November 2017
supplementing Directive (EU) 2015/2366 of the European Parliament and of the Council with regard to regulatory technical standards for strong customer authentication and common and secure open standards of communication
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RTS
Published on 27.11.2017
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RTS
Published on 17.11.2017
Commission Delegated Regulation (EU) 2017/2417 of 17 November 2017
supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on the trading obligation for certain derivatives
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EU Regulation
Published on 14.11.2017
Commission Delegated Regulation (EU) 2018/345 of 14 November 2017
supplementing Directive 2014/59/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the criteria relating to the methodology for assessing the value of assets and liabilities of institutions or entities
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EU Regulation
Published on 14.11.2017
Commission Delegated Regulation (EU) 2018/344 of 14 November 2017
supplementing Directive 2014/59/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the criteria relating to the methodologies for valuation of difference in treatment in resolution
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EU Regulation
Published on 13.11.2017
Council Regulation (EU) 2017/2063 of 13 November 2017
concerning restrictive measures in view of the situation in Venezuela
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Circular CSSF
Updated on 23.08.2018 - Published on 13.10.2017
Circular CSSF 17/671 (as amended by Circular CSSF 18/698)
Specifications regarding CSSF Regulation N° 16-07 of 26 October 2016 relating to out-of-court complaint resolution
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Circular CSSF
Published on 13.10.2017
Circular CSSF 17/670
ESMA Guidelines for the assessment of knowledge and competence in the framework of Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (“MiFID II”) – criteria regarding external training on knowledge and competence
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EU Regulation
Published on 03.10.2017
Commission Delegated Regulation (EU) 2018/67 of 3 October 2017
supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to the establishment of the conditions to assess the impact resulting from the cessation of or change to existing benchmarks