Regulatory framework

supplementing Regulation (EU) 2019/2033 of the European Parliament and of the Council with regard to regulatory technical standards specifying adjustments to the K-factor ‘daily trading flow’ (K-DTF) coefficients (Text with EEA relevance)

supplementing Regulation (EU) 2019/2033 of the European Parliament and of the Council with regard to regulatory technical standards specifying the methods for measuring the K-factors referred to in Article 15 of that Regulation (Text with EEA relevance)

amending Regulation (EU) No 236/2012 of the European Parliament and of the Council as regards the adjustment of the relevant threshold for the notification of significant net short positions in shares (Text with EEA relevance)

Application of the Guidelines of the European Securities and Market Authority on Settlement Fails Reporting under Article 7 of CSDR (ESMA70-156-4717).

EBA

specifying the criteria to assess the exceptional cases when institutions exceed the large exposure limits of Article 395(1) of Regulation (EU) No 575/2013 and the time and measures to return to compliance pursuant to Article 396(3) of Regulation (EU) No 575/2013 (EBA/GL/2021/09)

on the setting of the countercyclical buffer rate for the first quarter of 2022

Version 2

laying down implementing technical standards for the application of Regulation (EU) 2019/2033 of the European Parliament and of the Council with regard to supervisory reporting and disclosures of investment firms (Text with EEA relevance)

Guidelines for the Collective Investment Sector on the CSSF AML/CFT external report

Practical rules concerning the self-assessment questionnaire to be submitted annually by investment fund managers.

The engagement of investment fund managers’ approved statutory auditors and practical rules concerning the management letter and the separate report to be drawn up annually.

Practical rules concerning the self-assessment questionnaire to be submitted annually by Luxembourg undertakings for collective investment.

The engagement of Luxembourg undertakings for collective investments’ approved statutory auditors and practical rules concerning the management letter and the separate report to be drawn up annually.

amending the regulatory technical standards laid down in Commission Delegated Regulation (EU) 2017/653 as regards the underpinning methodology and presentation of performance scenarios, the presentation of costs and the methodology for the calculation of summary cost indicators, the presentation and content of information on past performance and the presentation of costs by packaged retail and insurance-based investment products (PRIIPs) offering a range of options for investment and alignment of the transitional arrangement for PRIIP manufacturers offering units of funds referred to in Article 32 of Regulation (EU) No 1286/2014 of the European Parliament and of the Council as underlying investment options with the prolonged transitional arrangement laid down in that Article (Text with EEA relevance)

The resolution encourages all Member States to submit to the Committee for inclusion on the ISIL (Da’esh) & Al-Qaida Sanctions List names of individuals, groups, undertakings and entities participating by any means, in the financing or support of acts or activities of ISIL, Al-Qaida, associated individuals, groups, undertakings and entities; strongly urges Member States to implement the comprehensive international standards embodies in the Financial Action Task Force’s (FATF) Forty Recommendations on Combating Money Laundering and the Financing of Terrorism; calls upon Member States to submit an updated report to the Committee no later than 180 days from the date of adoption of the form developed pursuant to paragraph 47 on the implementation of freezing of assets and any exemption thereto, of the measures referred to in paragraph 1 of this resolution; decides that in order to ensure careful consideration of requests for basic and extraordinary exemptions from the assets freeze submitted under paragraphs 84(a) and 84(b), the Committee, through the Secretariat, will immediately acknowledge receipt of the request; Underscores the importance of the Office of the Ombudsperson and extends its mandate for 30 months, strongly urges Member States to provide all the relevant information to the Ombudsperson; Extends the mandate of the Analytical Support and Sanctions Monitoring Team for 30 months.