1692 Result(s)
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Prohibition and restrictive measure
Published on 04.02.2020
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CSSF circular
Published on 28.01.2020
Circular CSSF 20/736
ESMA Guidelines on the reporting to competent authorities under Article 37 of the MMF Regulation
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CSSF circular
Published on 28.01.2020
Circular CSSF 20/735
ESMA Guidelines on stress test scenarios under Article 28 of the Money Market Fund Regulation – Update 2019
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CSSF circular
Published on 28.01.2020
Circular CSSF 20/734
New reporting obligations for money market fund managers
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CSSF circular
Published on 20.12.2019
Circular CSSF 19/733
IOSCO recommendations – Liquidity risk management for open-ended undertakings for collective investment
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CSSF circular
Updated on 05.09.2024 - Published on 20.12.2019
Circular CSSF 19/732 (telle que modifiée par la circulaire CSSF 24/861)
Prevention of Money Laundering and Terrorist Financing: Clarifications on the Identification and Verification of the Identity of the Ultimate Beneficial Owner(s)
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CSSF regulation
Published on 20.12.2019
CSSF Regulation No 19-10 of 20 December 2019 (only in French)
on the setting of the countercyclical buffer rate for the first quarter of 2020
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EU regulation
Published on 18.12.2019
Regulation (EU) 2019/2175 of the European Parliament and of the Council of 18 December 2019
amending Regulation (EU) No 1093/2010 establishing a European Supervisory Authority (European Banking Authority), Regulation (EU) No 1094/2010 establishing a European Supervisory Authority (European Insurance and Occupational Pensions Authority), Regulation (EU) No 1095/2010 establishing a European Supervisory Authority (European Securities and Markets Authority), Regulation (EU) No 600/2014 on markets in financial instruments, Regulation (EU) 2016/1011 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds, and Regulation (EU) 2015/847 on information accompanying transfers of funds (Text with EEA relevance)
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EU directive
Published on 15.12.2019
Directive (EU) 2019/2034 of the European Parliament and of the Council of 27 November 2019
on the prudential supervision of investment firms and amending Directives 2002/87/EC, 2009/65/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU and 2014/65/EU
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CSSF circular
Published on 12.12.2019
Circular CSSF 19/731 (being updated)
Documents to be submitted to the CSSF and to the European Central Bank on an annual basis
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EU regulation
Published on 11.12.2019
Regulation (EU) 2019/2115 of the European Parliament and of the Council of 27 November 2019
amending Directive 2014/65/EU and Regulations (EU) No 596/2014 and (EU) 2017/1129 as regards the promotion of the use of SME growth markets (Text with EEA relevance)
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CSSF FAQ
Updated on 07.10.2020 - Published on 09.12.2019
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EU FAQ
Published on 06.12.2019
ESMA Questions and Answers on MiFID II and MiFIR market structures topics
Link to the ESMA Q&A Tool
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EU FAQ
Published on 06.12.2019
Questions and Answers on MiFIR data reporting
Link to the ESMA Q&A Tool
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EU regulation
Published on 05.12.2019
Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019
on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (Text with EEA relevance)
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EU FAQ
Published on 05.12.2019
Questions and Answers on MiFID II and MiFIR transparency topics
Link to the ESMA Q&A Tool
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EU FAQ
Published on 04.12.2019
Questions and Answers on the application of the AIFMD
Link to the ESMA Q&A Tool
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EU FAQ
Published on 03.12.2019
Questions and Answers on the Benchmarks Regulation (BMR)
Link to the ESMA Q&A Tool
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Guidelines
Published on 28.11.2019
The EBA Final Guidelines on ICT and security risk Management
EBA/GL/2019/04
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EU regulation
Published on 27.11.2019
Regulation (EU) 2019/2115 of the European Parliament and of the Council of 27 November 2019
amending Directive 2014/65/EU and Regulations (EU) No 596/2014 and (EU) 2017/1129 as regards the promotion of the use of SME growth markets (Text with EEA relevance)