Regulatory framework

amending Regulation (EU) 2021/821 of the European Parliament and of the Council as regards the list of dual-use items

Application of the Guidelines of the European Securities and Markets Authority on certain aspects of the MiFID II suitability requirements

transposing the Directive (EU) 2019/1937 on the protection of persons who report breaches of Union law aiming at creating a uniform European legal framework to protect whistleblowers in certain policy areas of the European Union

Communication means for requests and reporting to the CSSF (repeal of Circulars CSSF 08/334 on encryption specifications for reporting firms and CSSF 08/344 on the provisions relating to the transmission of reporting files to the CSSF)

Mandatory use of the IMAS Portal for certain supervisory processes

concerning restrictive measures in view of actions destabilising the Republic of Moldova

introducing preventive measures concerning certain products originating in Ukraine

Version 1

implementing Regulation (EU) No 269/2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine

implementing Regulation (EU) No 269/2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine

Application of the Guidelines of the European Securities and Market Authority on standard forms, formats and templates to apply for permission to operate a DLT Market Infrastructure (ESMA70-460-206)

implementing Regulation (EU) 2023/427 amending Regulation (EU) No 833/2014 concerning restrictive measures in view of Russia’s actions destabilising the situation in Ukraine

Link to the ESMA Q&A Tool

on the setting of the countercyclical buffer rate for the second quarter of 2023

implementing Article 8a of Regulation (EC) No 765/2006 concerning restrictive measures in view of the situation in Belarus and the involvement of Belarus in the Russian aggression against Ukraine

amending Regulation (EU) 2015/760 as regards the requirements pertaining to the investment policies and operating conditions of European long-term investment funds and the scope of eligible investment assets, the portfolio composition and diversification requirements and the borrowing of cash and other fund rules (Text with EEA relevance)

Clarification on the public disclosure framework applicable to credit institutions and CRR investment firms (Pillar 3)

implementing Regulation (EU) No 269/2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine

implementing Article 8a of Regulation (EC) No 765/2006 concerning restrictive measures in view of the situation in Belarus and the involvement of Belarus in the Russian aggression against Ukraine