Regulatory framework

Circular CSSF 19/716 (as amended by Circular CSSF 20/743)

Provision in Luxembourg of investment services or performance of investment activities and ancillary services in accordance with Article 32-1 of the LFS

Circular CSSF 19/715

Update of Circular CSSF 14/593, as amended by Circulars CSSF 15/613, CSSF 15/621, CSSF 16/640, CSSF 17/663, CSSF 18/678 and CSSF 18/685, on supervisory reporting requirements applicable to credit institutions

ESMA Questions and Answers – Prospectuses

ESMA31-62-780

Law of 8 April 2019

on the measures to be taken in relation to the financial sector in the event of the withdrawal of the United Kingdom of Great Britain and Northern Ireland from the European Union and amending:
1° the Law of 5 April 1993 on the financial sector, as amended;
2° the Law of 10 November 2009 on payment services, as amended;
3° the Law of 17 December 2010 relating to undertakings for collective investment, as amended;
4° the Law of 12 July 2013 on alternative investment fund managers, as amended;
5° the Law of 7 December 2015 on the insurance sector, as amended; and
6° the Law of 18 December 2015 on the failure of credit institutions and certain investment firms, as amended

Law of 8 April 2019

on the measures to be taken in relation to the financial sector in the event of the withdrawal of the United Kingdom of Great Britain and Northern Ireland from the European Union and amending:
1° the Law of 13 February 2007 relating to specialised investment funds, as amended; and
2° the Law of 17 December 2010 relating to undertakings for collective investment, as amended

ESMA Guidelines on CCP conflict of interest management

ESMA 70-151-1439

Questions and Answers on Market Abuse Regulation (MAR)

ESMA70-145-111

CSSF Regulation No 19-01 of 29 March 2019 (only in French)

on the setting of the countercyclical buffer rate for the second quarter of 2019

FAQ on the assessment of IT outsourcing materiality

Circular CSSF 19/714

Update of Circular CSSF 17/654 on IT outsourcing relying on a cloud computing infrastructure

Ministerial Regulation of 25 March 2019

UN designation of 22 March 2019 – SC/13744

Regulation (EU) 2019/452 of the European Parliament and of the Council of 19 March 2019

establishing a framework for the screening of foreign direct investments into the Union

Circular CSSF 19/712

Guidelines of the European Banking Authority on reporting requirements for fraud data under Article 96(6) of the Directive (EU) 2015/2366 (PSD2) (EBA/GL/2018/05)

Commission Delegated Regulation (EU) 2019/980 of 14 March 2019

supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council as regards the format, content, scrutiny and approval of the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, and repealing Commission Regulation (EC) No 809/2004 (Text with EEA relevance)

Commission Delegated Regulation (EU) 2019/979 of 14 March 2019

supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council with regard to regulatory technical standards on key financial information in the summary of a prospectus, the publication and classification of prospectuses, advertisements for securities, supplements to a prospectus, and the notification portal, and repealing Commission Delegated Regulation (EU) No 382/2014 and Commission Delegated Regulation (EU) 2016/301 (Text with EEA relevance)

Ministerial Regulation of 1 March 2019

UN designation of 28 February 2019 – SC/13726

Circular CSSF 19/709

Introduction of quarterly internalised settlement reporting requirements pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)

EBA Guidelines on outsourcing arrangements

EBA/GL/2019/02