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Regulatory framework

This section includes the regulatory framework reflecting the main international, European and national rules adopted and/or implemented by the CSSF as part of its missions and powers. These rules are presented in a descending order of authority.

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      1314 Result(s)

      • EU Directive

        Published on 24.11.2010

        Directive 2010/78/EU of the European Parliament and of the Council of 24 November 2010

        amending Directives 98/26/EC, 2002/87/EC, 2003/6/EC, 2003/41/EC, 2003/71/EC, 2004/39/EC, 2004/109/EC, 2005/60/EC, 2006/48/EC, 2006/49/EC and 2009/65/EC in respect of the powers of the European Supervisory Authority (European Banking Authority), the European Supervisory Authority (European Insurance and Occupational Pensions Authority) and the European Supervisory Authority (European Securities and Markets Authority)

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      • EU Directive

        Published on 24.11.2010

        Directive 2010/73/EU of the European Parliament and of the Council of 24 November 2010

        amending Directives 2003/71/EC on the prospectus to be published when securities are offered to the public or admitted to trading and 2004/109/EC on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market

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      • Ministerial Regulation

        Published on 08.11.2010

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      • Prohibition and restrictive measure

        Published on 04.11.2010

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      • Law

        Updated on 28.12.2020 - Published on 27.10.2010

        Law of 27 October 2010 (coordinated version)

        enhancing the anti-money laundering and counter terrorist financing legal framework; organising the controls of physical transport of cash entering, transiting through or leaving the Grand Duchy of Luxembourg; implementing United Nations Security Council resolutions as well as acts adopted by the European Union concerning prohibitions and restrictive measures in financial matters in respect of certain persons, entities and groups in the context of the combat against terrorist financing

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      • Circular CSSF

        Published on 11.10.2010

        Circular CSSF 10/486

        Fight against money laundering and terrorist financing: amendment of certain provisions of Circular CSSF 03/113

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      • EU Decision

        Published on 28.09.2010

        Commission Decision of 28 September 2010

        on the recognition of the legal and supervisory framework of Japan as equivalent to the requirements of Regulation (EC) No 1060/2009 of the European Parliament and of the Council on credit rating agencies

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      • Circular CSSF

        Published on 26.08.2010

        Circular CSSF 10/484

        Fight against money laundering and terrorist financing: amendment of certain provisions of Circular CSSF 01/27, as amended

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      • Circular CSSF

        Published on 25.08.2010

        Circular CSSF 10/483 (only in French)

        Amendments to Circular CSSF 07/290, as amended, defining capital ratios pursuant to Article 56 of the amended Law of 5 April 1993 on the financial sector:
        1. Transposition of Directives 2009/27/EC, 2009/83/EC and 2009/111/EC
        2. Other amendments to Circular CSSF 07/290, as amended

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      • Circular CSSF

        Published on 20.07.2010

        Circular CSSF 10/475 (only in French)

        Amendments to Circular CSSF 06/273, as amended, defining capital ratios pursuant to Article 56 of the amended Law of 5 April 1993 on the financial sector

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      • Grand-ducal Regulation

        Published on 14.07.2010

        Grand-ducal Regulation of 14 July 2010

        determining the conditions and criteria for the exemption from the subscription tax of undertakings for collective investment and specialised investment funds investing in microfinance in accordance with Articles 20 and 21 of the Law of 18 December 2009 on the State revenue and expenditure budget for the financial year 2010

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      • EU Regulation

        Published on 01.07.2010

        Commission Regulation (EU) N° 583/2010 of 1 July 2010

        implementing Directive 2009/65/EC of the European Parliament and of the Council as regards key investor information and conditions to be met when providing key investor information or the prospectus in a durable medium other than paper or by means of a website

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      • Circular CSSF

        Published on 01.07.2010

        Circular CSSF 10/467

        1) Electronic transmission of financial information to be transmitted to the CSSF on a periodic basis by management companies subject to Chapter 13 of the Law of 20 December 2002 relating to undertakings for collective investment
        2) Modifications to certain periodic tables

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      • EU Directive

        Published on 01.07.2010

        Commission Directive 2010/43/EU of 1 July 2010

        implementing Directive 2009/65/EC of the European Parliament and of the Council as regards organisational requirements, conflicts of interest, conduct of business, risk management and content of the agreement between a depositary and a management company

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      • EU Directive

        Published on 01.07.2010

        Commission Directive 2010/42/EU of 1 July 2010

        implementing Directive 2009/65/EC of the European Parliament and of the Council as regards certain provisions concerning fund mergers, master-feeder structures and notification procedure

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      • EU Regulation

        Published on 01.07.2010

        Commission Regulation (EU) N° 584/2010 of 1 July 2010

        implementing Directive 2009/65/EC of the European Parliament and of the Council as regards the form and the content of the standard notification letter and UCITS attestation, the use of electronic communication between competent authorities for the purpose of notification, and procedures for on-the-spot verifications and investigations and the exchange of information between competent authorities

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      • Circular CSSF

        Published on 01.06.2010

        Circular CSSF 10/462

        Definition and calculation of own funds for payment institutions

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      • Circular CSSF

        Published on 11.05.2010

        Circular CSSF 10/458

        Measures concerning the Democratic People’s Republic of Korea (DPRK)

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      • CSSF FAQ

        Updated on 24.10.2018 - Published on 05.05.2010

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      • Circular CSSF

        Published on 05.05.2010

        Circular CSSF 10/456

        Cooperation between the professionals of the financial sector and the judicial authorities

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