1499 Result(s)
-
Circular CSSF
Published on 03.08.2007
Risk-spreading in the context of specialised investment funds (“SIF”)
-
Circular CSSF
Updated on 25.02.2014 - Published on 31.07.2007
Circular CSSF 07/307 (as amended by Circulars CSSF 13/560, 13/568 and 14/585) (being reviewed)
MiFID: Conduct of business rules in the financial sector
-
Circular CSSF
Published on 27.07.2007
Law of 13 July 2007 on markets in financial instruments published in Mémorial A No. 116 of 16 July 2007
-
Circular CSSF
Updated on 23.10.2020 - Published on 17.07.2007
Circular CSSF 07/301 (as amended by Circulars CSSF 08/338, 09/403, 11/506, 13/568 and 20/753)
Implementation of the Internal Capital Adequacy Assessment Process (ICAAP)
-
Law
Published on 13.07.2007
Law of 13 July 2007 (coordinated version)
on markets in financial instruments
-
Circular CSSF
Published on 03.05.2007
Definition of capital ratios pursuant to Article 56 of the amended Law of 5 April 1993 on the financial sector (application to investment firms and management companies subject to chapter 13 of the Law of 20 December 2002 as amended)
-
EU Directive
Published on 19.03.2007
Commission Directive 2007/16/EC of 19 March 2007
implementing Council Directive 85/611/EEC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) as regards the clarification of certain definitions
-
Circular CSSF
Published on 28.02.2007
Entry into force of the Law of 13 February 2007 relating to specialised investment funds
-
EU Regulation
Published on 27.02.2007
Regulation (EC) No 211/2007 of the Commission of 27 February 2007
amending Regulation (EC) No 809/2004 implementing Directive 2003/71/EC of the European Parliament and of the Council as regards financial information in prospectuses where the issuer has a complex financial history or has made a significant financial commitment
-
Grand-ducal Regulation
Published on 27.02.2007
Grand-ducal Regulation of 27 February 2007
determining the conditions and criteria for the exemption from the subscription tax referred to in Article 68 of the Law of 13 February 2007 relating to specialised investment funds
-
Circular CSSF
Published on 27.02.2007
Entry into force of the Law of 18 December 2006 concerning the distance marketing of financial services
-
Law
Updated on 01.01.2021 - Published on 13.02.2007
Law of 13 February 2007 (coordinated version)
relating to specialised investment funds
-
Circular CSSF
Published on 09.01.2007
New notification procedure in line with the guidelines of the Committee of European Securities Regulators (CESR) regarding the simplification of the UCITS notification procedure
-
Circular CSSF
Updated on 31.12.2011 - Published on 22.12.2006
Definition of capital ratios pursuant to Article 56 of the amended Law of 5 April 1993 on the financial sector (application to credit institutions)
-
EU Decision
Published on 04.12.2006
Commission Decision of 4 December 2006
on the use by third country issuers of securities of information prepared under internationally accepted accounting standards
-
Circular CSSF
Published on 17.10.2006
Combating money laundering and terrorist financing – list of non-cooperative countries and territories (NCCTs)
-
Circular CSSF
Published on 27.09.2006
Circular CSSF 06/260 (only in French)
Implementation, validation and assessment of the internal ratings-based approach (IRB approach) and the advanced measurement approaches (AMA) within the framework of the new capital adequacy rules
-
EU Regulation
Published on 25.09.2006
Council Regulation (EC) No 1412/2006 of 25 September 2006
concerning certain restrictive measures in respect of Lebanon
-
Circular CSSF
Published on 18.08.2006
Coming into force of the Law of 19 May 2006 on the implementation of Directive 2004/25/EC of the European Parliament and of the Council of 21 April 2004 on takeover bids
-
Circular CSSF
Published on 08.06.2006
Business relationships and transactions with natural or legal persons of North Korea