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Administrative penalty of 14 April 2022

Administrative penalty imposed on the credit institution Natixis Wealth Management Luxembourg

Circular CSSF 22/814

on the monitoring of the threshold and other procedural aspects on the establishment of an intermediate EU parent undertaking under Article 21b of Directive 2013/36/EU (EBA/GL/2021/08)

Circular CSSF 22/812

Adoption of EBA Guidelines on limited network exclusion under Directive 2013/2366 (EBA/GL/2022/02)

Notification obligation of the limited network exclusion of the law on payment services (only in French)

Press release 22/11
La CSSF attire l’attention des émetteurs d’instruments de paiement spécifiques qui ne peuvent être utilisés que de manière limitée (e.g. carte cadeaux, carte essence, titre-repas, etc.) sur leur obligation de notification.  Dans le cadre de la publication de sa circulaire CSSF 22/812,…

The CSSF publishes a new circular on UCI administrators

Press release 22/10
In view of evolutions in the field of UCI administration, the Commission de Surveillance du Secteur Financier (CSSF) specifies its requirements concerning governance and internal organisation by publishing Circular CSSF 22/811. The circular immediately enters into effect and applies to all entities…

Communication regarding the publication of Circular CSSF 22/810 (only in French)

La CSSF informe que la circulaire CSSF 22/810 a été publiée ce jour afin d’informer les organismes de placement collectifs ainsi que les gestionnaires de fonds d’investissement de droit luxembourgeois que des procédures de notification et de retrait de la notification en vue de la…

Circular CSSF 22/810

Notification and de-notification procedures to be observed by Luxembourg undertakings for collective investment and investment fund managers for pre-marketing and cross-border marketing

Administrative penalty of 6 April 2022

Administrative penalty imposed on the credit institution European Depositary Bank S.A.

Warning concerning the website www.gestronassetmgt.com (only in French)

La Commission de Surveillance du Secteur Financier (CSSF) met le public en garde à l’égard du site Internet www.gestronassetmgt.com où une entité offre des services d’investissement en utilisant abusivement le nom et l’adresse de la société de droit luxembourgeois Gestron Asset Management S.A. La CSSF…

Administrative penalty of 3 March 2022

Administrative penalty imposed on the credit institution European Depositary Bank S.A.

Administrative penalty of 10 March 2022

Administrative penalty imposed on the support PFS Atos Luxembourg PSF S.A.

Circular CSSF 22/808

Application of the EBA Guidelines on recovery plan indicators under Article 9 of Directive 2014/59/EU (EBA/GL/2021/11)

Circular CSSF 22/809

Adoption of the Guidelines of the European Banking Authority on criteria for the use of data inputs in the risk-measurement model referred to in Article 325bc of Regulation (EU) No 575/2013 (Capital Requirements Regulation)

Global situation of undertakings for collective investment at the end of March 2022

Press release 22/09
As at 31 March 2022, the total net assets of undertakings for collective investment, comprising UCIs subject to the 2010 Law, specialised investment funds and SICARs, amounted to EUR 5,557.342 billion compared to EUR 5,545.049 billion as at 28 February 2022, i.e.…