Publication and Data

Themes

Benchmarks
Corporate Sustainability Directive (CSRD)
CSSF
DORA
EMIR
Enforcement of issuer disclosure
European Green Bonds and other sustainable bonds
Financial crime
Information requirements for issuers of securities
Innovation Hub
Market abuse
Markets in Crypto-Assets (MiCA/MiCAR)
MiFID II
Prospectus
SFTR
Short selling
Squeeze-out/sell-out
Takeover bids

Central Securities Depositories (CSDs)
Consumer protection
Credit institutions
Credit servicers
Crowdfunding service providers
Crypto-Assets Service Providers (CASPs)
Data Reporting Service Providers (DRSPs)
Investment firms
Investment fund managers
- AIFMs
- Management companies - Chapter 15
- Management companies - Chapter 16
Investment funds and vehicles
- Other specific authorisations, registrations and information
- Part II UCIs
- Pension funds
- Securitisation undertakings
- SICARs
- SIFs
- UCITS
Issuers of Tokens
- Issuers of ARTs
- Issuers of E-Money Tokens (EMTs)
Mortgage credit intermediaries
Payment institutions/electronic money institutions/AISPs
- AISPs
- E-money institutions
- Payment institutions
Public Oversight of the Audit Profession
Specialised PFS
Support PFS
Virtual asset service providers (VASPs)

Publication type

Agenda
Annual report
Brochure
Communication
- Communiqué
- Press release
- Interview
- Podcast
- Video
CSSF sanction
- Administrative measure
- Administrative sanction
Form
Guidance
- Other guidance
- Technical document
- CSSF guidance
Internal organisation
List
MoU and cooperation agreement
Newsletter
Public consultation
Statistics
- Other statistics
- Annual statistics
- Monthly statistics
- Quarterly statistics
Studies and reports
Warning
White paper

Sort by

Page

3001 Result(s)

Studies and reports

Published on 29.01.2024

2024 AML/CFT Conference dedicated to Specialised PFS

PDF (3.6Mb)
Administrative sanction

Published on 24.01.2024

Administrative sanction of 23 October 2023

Administrative sanction imposed on an investment fund manager

PDF (120.36Kb)

PDF (119.34Kb)
Warning

Published on 24.01.2024

Warning concerning fraudulent activities by persons misusing the name of ING Luxembourg S.A.

(published on 24 January 2024, updated on 5 February 2024 and 5 August 2024)

Page

Page

Page
Monthly statistics

Published on 24.01.2024

Basic statistical data on UCIs – December 2023 (only in French)

XLSX (21.71Kb)
Communiqué

Published on 19.01.2024

Publication of Circular CSSF 24/850 defining the documents to be submitted annually by support PFS and their réviseurs d’entreprises agréés (approved statutory auditors)

Page

Page
CSSF guidance

Published on 19.01.2024

Rotation plan

PDF (120.95Kb)

PDF (152.15Kb)
Technical document

Published on 19.01.2024

Self-Assessment Questionnaire for support PFS de support authorised under Articles 29-3, 29-5 or 29-6 of the LFS and categorised as “Low risk”

PDF (789.43Kb)
Technical document

Published on 19.01.2024

Self-Assessment Questionnaire for support PFS de support authorised under Articles 29-3, 29-5 or 29-6 of the LFS and categorised as “Medium risk”

PDF (836.56Kb)
Technical document

Published on 19.01.2024

Self-Assessment Questionnaire for support PFS de support authorised under Articles 29-3, 29-5 or 29-6 of the LFS and categorised as “High risk”

PDF (847.43Kb)
Technical document

Published on 19.01.2024

Self-Assessment Questionnaire for support PFS de support authorised under Articles 29-1 or 29-2 of the LFS and categorised as “Low risk”, “Medium risk” or “High risk”

PDF (756.64Kb)
Technical document

Published on 19.01.2024

Separate Report for support PFS de support authorised under Articles 29-3, 29-5 or 29-6 of the LFS and categorised as “Low risk”

PDF (215.76Kb)
Technical document

Published on 19.01.2024

Separate Report for support PFS de support authorised under Articles 29-3, 29-5 or 29-6 of the LFS and categorised as “Medium risk”

PDF (618.96Kb)
Technical document

Published on 19.01.2024

Separate Report for support PFS de support authorised under Articles 29-3, 29-5 or 29-6 of the LFS and categorised as “High risk”

PDF (659.06Kb)
Technical document

Published on 19.01.2024

Separate Report for support PFS de support authorised under Articles 29-1 or 29-2 of the LFS and categorised as “Low risk”, “Medium risk” or “High risk”

PDF (226.15Kb)
Technical document

Updated on 16.05.2024 - Published on 19.01.2024

Table of recommendations of the “réviseur d’entreprises agréés” (approved statutory auditor) (Reference CL-11)

As detailed in point 4.2. of Circular CSSF 24/850

PDF (115.82Kb)
Technical document

Published on 19.01.2024

Table of recommendations of the internal audit (Reference RD-5.1)

In accordance with Annex 2 to Circular CSSF 24/850. This table is a supplement to the summary report on the controls carried out by the internal audit during the previous financial year (RD-5).

PDF (119.4Kb)
Technical document

Published on 19.01.2024

Summary table of information systems for internal use (Reference RD-11)

In accordance with Annex 2 to Circular CSSF 24/850 and point 2.6.1. of Annex 1 to Circular CSSF 24/850.

PDF (141.71Kb)
Technical document

Published on 19.01.2024

Summary table of information systems for external use (Reference RD-16)

In accordance with Annex 2 to Circular CSSF 24/850 and point 2.6.1. of Annex 1 to Circular CSSF 24/850.

PDF (148.33Kb)
Public consultation

Published on 18.01.2024

Answer to the public consultation – Schroders Investment Management (Europe) S.A.

PDF (230.52Kb)
Public consultation

Published on 18.01.2024

Answer to the public consultation – Abrdn Investments Luxembourg S.A.

PDF (205Kb)

Sort by

Page