2491 Result(s)
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Communiqué
Published on 18.02.2020
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Warning
Published on 18.02.2020
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Warning
Published on 18.02.2020
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Communiqué
Published on 17.02.2020
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Press release
Published on 17.02.2020
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Warning
Published on 17.02.2020
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Administrative sanction
Published on 13.02.2020
Administrative penalty of 8 October 2019
Administrative penalty imposed on an investment firm
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Communiqué
Published on 13.02.2020
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Press release
Published on 12.02.2020
Monitoring the quality of transaction reports received under Article 26 of MiFIR
Press release 20/05
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Administrative sanction
Published on 11.02.2020
Administrative sanction of 27 November 2019
Administrative sanction imposed on an investment fund manager
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Warning
Published on 11.02.2020
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Warning
Published on 07.02.2020
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Administrative sanction
Published on 06.02.2020
Administrative penalty of 15 November 2019
Administrative penalty imposed on a support PFS
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Warning
Published on 06.02.2020
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Warning
Published on 06.02.2020
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Technical document
Published on 05.02.2020
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Technical document
Published on 05.02.2020
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Technical document
Published on 05.02.2020
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Technical document
Published on 05.02.2020
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Administrative sanction
Published on 04.02.2020
Administrative sanction of 21 October 2019
Administrative penalty imposed on the specialised PFS Apex Fund Services (Malta) Ltd, Luxembourg Branch